Honolulu, HI 1299 S Beretania St Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,817

Across 10,462 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

1299 S Beretania St Ste 220

Honolulu HI 96814

Advisors at this office

6

Advisors at this office

user avatar

Ryan T

Series 65, Series 63

Honolulu, HI

LPL Financial

Ryan Tanaka is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 14 years of industry experience. He previously worked at TIAA and TIAA-CREF for 14 years before joining LPL Financial. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and portfolio management services supported by advanced advisor tools and provides oversight for over $819 billion in discretionary assets through a large network of more than 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Peter T

Series 63

Honolulu, HI

LPL Financial

Peter Tsukazaki is a financial advisor with LPL Financial based in Honolulu, HI, holding a Series 63 designation and bringing 42 years of industry experience. He has previously worked with Commonwealth Financial Network and New England Securities and operates his own firm, Tsukazaki & Associates LLC. He also serves as a successor trustee for a family trust. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a range of financial planning and portfolio management solutions, including access to third-party managers and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Joy K

CFP®, Series 63, Series 66

Honolulu, HI

LPL Financial

Joy Kodama is a CFP®-certified financial advisor with 23 years of industry experience. She is currently affiliated with LPL Financial and previously worked for 15 years at UBS Financial Services. Kodama holds Series 63 and Series 66 licenses and also performs notary services in Honolulu. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, retirement advice, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Derwin O

CFA®, Series 63

Honolulu, HI

LPL Financial

Derwin Osada is a CFA® charterholder and Series 63 licensed financial advisor with 14 years of industry experience. He is currently affiliated with LPL Financial and has prior experience at Commonwealth Financial Network. Osada is also involved in Tsukazaki & Associates, LLC, a business entity unrelated to investment activities. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individual investors, retirement plans, banks, trust companies, and institutions through a large network of advisors. The firm offers a range of financial planning and investment management services, employing various models and strategies supported by operational and research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Jason L

Series 63, Series 65

Honolulu, HI

LPL Financial

Jason Lau is a financial advisor at LPL Financial with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Cuso Financial Services, Hawaii State Federal Credit Union, and Bankoh Investment Services. Based in Honolulu, HI, he operates a DBA for his LPL business under the name Tao Investments Hawai'i. LPL Financial is a national broker‑dealer and SEC‑registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third‑party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Bradley A

CFP®, Series 63, Series 65

Honolulu, HI

LPL Financial

Bradley Araki is a financial advisor with LPL Financial in Honolulu, HI, holding the CFP® designation and Series 63 and 65 licenses. He has 24 years of industry experience, including prior roles at Commonwealth Financial Network and entrepreneurial involvement with Tsukazaki & Associates, LLC and Tao Investments Hawai'i. Outside of advising, he is also involved in managing a Navy-Marine golf course. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, and institutions. The firm provides a broad range of advisory and brokerage services, utilizing models and third-party management, supported by advanced research and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
View complete list of advisors at this office
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