Honolulu, HI 220 South King St Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,817

Across 10,462 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

220 South King St

Honolulu HI 96813

Advisors at this office

11

Advisors at this office

user avatar

Steven Y

Series 66

Honolulu, HI

LPL Financial

Steven Yamashita is a Series 66 licensed financial advisor with 24 years of industry experience. He is currently affiliated with LPL Financial in Honolulu, HI, and has held previous roles at Central Pacific Bank, Bankoh Investment Services, Guardian Life, and Equitable Advisors. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by extensive technology tools and a large network of advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Matthew H

Series 63, Series 65

Honolulu, HI

LPL Financial

Matthew Haley is a financial advisor with LPL Financial in Honolulu, HI, holding Series 63 and Series 65 licenses and with 27 years of industry experience. Prior to joining LPL Financial in 2010, he worked at Principal Financial Services from 2005 to 2010. Haley is also a registered notary for the State of Hawaii and is involved in private wealth planning through McKeague & Haley, Inc. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Jacob G

Series 63, Series 66

Honolulu, HI

LPL Financial

Jacob Gonzalez is a financial advisor with LPL Financial in Honolulu, HI, holding Series 63 and Series 66 designations and five years of industry experience. His prior roles include positions at Central Pacific Bank, NYLIFE Securities LLC, and New York Life Insurance Co. He also serves in the United States Army Reserve. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers financial planning, model portfolio programs, and institutional platforms, supported by research tools and various financial products alongside its advisory services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Shawn G

Series 63, Series 66, Series 65

Honolulu, HI

LPL Financial

Shawn Gormley is a financial advisor with LPL Financial, holding Series 63, 65, and 66 licenses and bringing 25 years of industry experience. He has worked at several firms, including Central Pacific Bank, TD Ameritrade, Cetera Investment Services, and American Savings Bank. He is based in Honolulu, HI. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Ryan I

Series 66

Honolulu, HI

LPL Financial

Ryan Inouye is a financial advisor with LPL Financial based in Honolulu, HI. He holds a Series 66 designation and has under one year of industry experience. His prior work includes roles at Central Pacific Bank and various positions in education and service industries. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and model portfolio programs, and supports advisors with research and technology tools while overseeing over $819 billion in discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Mark M

Series 63, Series 65

Honolulu, HI

LPL Financial

Mark McKeague is a financial advisor at LPL Financial with 22 years of industry experience. He holds Series 63 and Series 65 designations and has worked at LPL Financial since 2010, following three years at Principal Financial Services. Outside of his advisory role, he is involved in private wealth planning through McKeague & Haley, Inc. and also works as an insurance agent. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, model portfolio programs, third-party asset management access, and institutional platforms, utilizing a range of investment strategies and technology tools while overseeing significant discretionary assets across its extensive advisor network.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Michael V

Series 63, Series 65

Honolulu, HI

LPL Financial

Michael Vanderhoff is a financial advisor with LPL Financial in Honolulu, HI, holding Series 63 and Series 65 credentials and over 30 years of industry experience. His career includes prior roles at Cetera Investment Services and American Savings Bank, among others. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Travis K

Series 63, Series 65

Honolulu, HI

LPL Financial

Travis Kikuchi is a financial advisor with LPL Financial, holding Series 63 and Series 65 designations and 21 years of industry experience. He has previously worked at firms including Raymond James Financial Services and First Hawaiian Bank. Kikuchi is also affiliated with Central Pacific Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by technology and a large network of over 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Haruka S

Series 66

Honolulu, HI

LPL Financial

Haruka Shoji is a financial advisor with LPL Financial in Honolulu, HI, holding a Series 66 designation and seven years of industry experience. Her work history includes roles at Central Pacific Bank since 2018 and entrepreneurial experience with UniValue Creations LLC from 2013 to 2018. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and retirement advice, with account management supported by proprietary research and technology tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Brett S

Series 66

Honolulu, HI

LPL Financial

Brett Sasaki is a financial advisor with LPL Financial in Honolulu, HI, holding a Series 66 designation and seven years of industry experience. He has worked with LPL Financial and Central Pacific Bank since 2018 and previously spent three years with American Savings Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by both proprietary and third-party strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Edward W

Series 63, Series 65

Honolulu, HI

LPL Financial

Edward Walawender is a financial advisor with LPL Financial in Honolulu, HI, holding Series 63 and Series 65 credentials and 23 years of industry experience. His work history includes multiple roles at LPL Financial and Central Pacific Bank, as well as positions at Charles Schwab and American Savings Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of financial planning and portfolio management options, supported by technology and a large network of advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
View complete list of advisors at this office
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")