Hot Springs, AR Central Avenue Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
835 Central Avenue, Suite 310
Hot Springs AR 71901
Advisors at this office
2
Advisors at this office
Alan S
Series 66
Hot Springs, AR
LPL Financial
Alan Spraggins is a financial advisor with LPL Financial in Hot Springs, Arkansas, holding a Series 66 designation and 10 years of industry experience. He previously worked at Edward Jones from 2016 to 2020 before joining LPL Financial. Spraggins is involved with ATS Capital Management Inc, a home-based business entity used for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions. The firm provides financial planning and investment management services through a large network of advisors, offering various advisory platforms and a range of investment strategies.
Scott B
Series 66
Hot Springs, AR
LPL Financial
Scott Burton is a Senior Financial Advisor at Merrill Lynch Wealth Management. He brings nearly 10 years of experience in financial advisory services, focusing on aligning investment and risk management strategies with clients' values and goals. His client focus areas include college education planning, family wealth management strategies, legacy planning, LGBT wealth planning, personal retirement planning, portfolio management services, small business strategies, and women and wealth. Scott holds a Bachelor's Degree from the University of Arkansas and holds the designations of Certified Divorce Financial Analyst (CDFA) and Personal Investment Advisor (PIA). His approach to financial advising draws parallels to the medical field, emphasizing a process that identifies unseen financial risks and develops tailored strategies to support clients' long-term financial health. He believes in regular "check-ups" to ensure clients remain on track towards their goals. In addition to his professional work, Scott is actively involved in the Hot Springs community. He volunteers with organizations including the Oaklawn Rotary Club, the Greater Hot Springs Chamber of Commerce, and the Leadership Hot Springs program. His personal interests include antiquing, boating, cooking, gardening, hunting, music, photography, spending time with family, traveling, and woodworking.
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