Huntsville, AL Providence Main St NW Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,761

Across 10,463 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.

The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.

Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.

Based on LPL Financial

Expertise

College savings (529s, UTMA, etc.)

Based on LPL Financial

Location

220 Providence Main St NW #101

Huntsville AL 35806

Advisors at this office

5

Advisors at this office

user avatar

Abigail A

Series 66

Huntsville, AL

LPL Financial

Abigail Adams is a financial advisor with LPL Financial in Huntsville, Alabama. She holds a Series 66 designation and has three years of industry experience. Prior to joining LPL Financial, she worked in various roles including involvement with early education and behavior therapy organizations, as well as managing a boutique. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of adviser representatives. The firm offers a range of advisory programs, financial planning, retirement consulting, and brokerage services with access to model portfolios, research, and various investment strategies.

College savings (529s, UTMA, etc.)
user avatar

Amy M

Series 65, Series 63

Huntsville, AL

LPL Financial

Amy Morgan is a financial advisor with LPL Financial, holding Series 65 and Series 63 credentials and bringing 11 years of industry experience. She has been with LPL Financial since 2014 and operates her own business, Amy Milar, since 2012. Outside of her advisory role, she is involved with Benefit Strategies and Solutions, focusing on non-variable insurance products including life, disability, and health coverage. LPL Financial serves a diverse client base that includes individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm provides a range of advisory programs, retirement plan consulting, and brokerage services, offering both discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
user avatar

Kimberlee B

Series 66

Huntsville, AL

LPL Financial

Kimberlee Blaxton is a financial advisor with LPL Financial in Huntsville, Alabama, holding a Series 66 credential and four years of industry experience. She has been with LPL Financial since 2016. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individual clients, retirement plans, institutional clients, and charitable organizations with a range of advisory programs, financial planning, and brokerage services. The firm provides both discretionary and non-discretionary management supported by research, model portfolios, and technology-driven strategies.

College savings (529s, UTMA, etc.)
user avatar

Joshua C

Series 66

Huntsville, AL

LPL Financial

Joshua Childers is a financial advisor with LPL Financial in Huntsville, AL, holding a Series 66 designation and three years of industry experience. He has worked at LPL Financial and Provident Wealth Solutions since 2020. Outside of his advisory role, he serves as an assistant varsity basketball coach at Westminster Christian Academy. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, model portfolios, and retirement plan consulting.

College savings (529s, UTMA, etc.)
user avatar

Alfred E

Series 63, Series 66

Huntsville, AL

LPL Financial

Alfred Eddy is a financial advisor with LPL Financial in Huntsville, AL, holding Series 63 and Series 66 credentials and having 23 years of industry experience. He has been with LPL Financial since 2006. Outside of his advisory role, he serves as an endorsed local provider for Dave Ramsey, teaching about mutual funds and other investment types. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of representatives. The firm offers a range of financial planning and advisory programs with both discretionary and non-discretionary management, utilizing research from LPL Research and third-party subadvisors.

College savings (529s, UTMA, etc.)
View complete list of advisors at this office
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