King of Prussia, PA S Warner Rd Office

Team
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LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,716

Across 10,450 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.

The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.

Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.

Based on LPL Financial

Location

150 S Warner Rd Ste 300

King of Prussia PA 19406-2859

Advisors at this office

9

Advisors at this office

user avatar

Louis P

Series 63, Series 65

King of Prussia, PA

LPL Financial

Louis Pastore is a financial advisor at LPL Financial with 12 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Lincoln Financial Advisors for 10 years before joining LPL in 2024. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing model portfolios and research from multiple sources.

College savings (529s, UTMA, etc.)
user avatar

Tyler M

CFP®, Series 63, Series 65

King of Prussia, PA

LPL Financial

Tyler Mccraw is a CFP® with 19 years of industry experience, currently affiliated with LPL Financial since 2024. He previously spent 12 years with Lincoln Financial Advisors. Tyler is an author of financial literature through his work with Master Your Financial Success. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a range of clients including individuals, retirement plans, banks, and charitable organizations. The firm offers financial planning, advisory programs, and retirement consulting, utilizing both discretionary and non-discretionary management supported by research and diversified investment strategies.

College savings (529s, UTMA, etc.)
user avatar

John M

CFP®, ChFC®, Series 63

King of Prussia, PA

LPL Financial

John Mccraw is a CFP® and ChFC® with 44 years of industry experience, currently serving as a financial advisor at LPL Financial since 2024. He spent 42 years at Lincoln Financial Advisors Corporation prior to joining LPL. Mccraw is also an author of "Mastering Your Financial Success," a publication that covers various aspects of the financial industry. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs with both discretionary and non-discretionary management supported by internal and third-party research and technologies.

College savings (529s, UTMA, etc.)
user avatar

John C

Series 63

King of Prussia, PA

LPL Financial

John Coll Jr. is a financial advisor at LPL Financial with 36 years of industry experience. He holds a Series 63 designation and previously worked at Lincoln Financial Advisors Corp for 17 years. He is also involved with Pension Financial Group Ltd in a non-investment related capacity. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations through a national network. The firm offers a range of advisory programs, retirement consulting, and brokerage services, utilizing discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
user avatar

John H

CFP®, ChFC®, Series 66

King of Prussia, PA

LPL Financial

John Horn is a financial advisor with LPL Financial holding CFP® and ChFC® designations and 11 years of industry experience. He previously worked at Lincoln Financial Advisors for 18 years before joining LPL Financial. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives, offering a range of advisory programs and financial planning services.

College savings (529s, UTMA, etc.)
user avatar

Alan G

ChFC®, Series 63, Series 65

King of Prussia, PA

LPL Financial

Alan Glassey is a financial advisor with LPL Financial, holding the ChFC® designation and Series 63 and 65 licenses, with 36 years of industry experience. He previously worked at Lincoln Financial Advisors Corporation for 26 years and has been associated with Sagemark Consulting, Inc. since 1989. Outside of advisory work, he is involved in managing a family farm in Elverson, PA. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a nationwide network. The firm offers a range of advisory programs and financial planning services, utilizing both discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
user avatar

Harry H

Series 66

King of Prussia, PA

LPL Financial

Harry Horn is a financial advisor with LPL Financial, holding a Series 66 designation and eight years of industry experience. His prior work includes roles at Lincoln Financial Advisors Corporation and Lincoln Financial Group, as well as a position at The University of Scranton. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including retirement plan consulting and brokerage services, with access to model portfolios, research, and various investment strategies.

College savings (529s, UTMA, etc.)
user avatar

Edward F

Series 63

King of Prussia, PA

LPL Financial

Edward France is a financial advisor at LPL Financial with 48 years of industry experience. He has held prior positions at Morgan Stanley Private Bank, Morgan Stanley Smith Barney, and Morgan Stanley & Co., Incorporated. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs and financial planning services supported by research and model portfolios.

College savings (529s, UTMA, etc.)
user avatar

Stephen M

ChFC®, Series 63

King of Prussia, PA

LPL Financial

Stephen Morris is a financial advisor at LPL Financial with 26 years of industry experience. He holds the ChFC® and Series 63 designations. Prior to joining LPL Financial in 2024, he spent 22 years at Lincoln Financial Advisors. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a broad range of clients, including individuals, retirement plans, financial institutions, corporations, and charitable organizations. The firm offers various advisory programs, financial planning, and retirement plan consulting, supported by model portfolios, research, and technology-driven investment solutions.

College savings (529s, UTMA, etc.)
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