La Jolla, CA Executive Sq Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
4250 Executive Sq Ste 300, Ste 100
La Jolla CA 92037
Advisors at this office
4
Advisors at this office
Pejhmon K
Series 66
La Jolla, CA
LPL Financial
Pejhmon Kalantar is a financial advisor with LPL Financial, holding a Series 66 designation and 17 years of industry experience. His prior work includes roles at U.S. Bancorp Investments, U.S. Bank, and Wells Fargo Clearing. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by extensive advisor tools and a broad array of financial products.
Kyle H
CFP®, Series 63, Series 66
La Jolla, CA
LPL Financial
Kyle Hodges is a CFP® professional with 29 years of industry experience, currently affiliated with LPL Financial in La Jolla, CA. He has worked at California Bank & Trust since 2015 and previously held roles at Zions Capital Advisors, U.S. Bancorp Investments, and Principal Financial Services. Hodges also serves as a Relationship Manager and Business Development Officer for Zions Trust, N.A. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services through a large network of representatives and employs a variety of portfolio strategies supported by research and technology tools.
Angela F
Series 63, Series 66
La Jolla, CA
LPL Financial
Angela Fogleman is a financial advisor with LPL Financial in La Jolla, CA, holding Series 63 and Series 66 licenses and totaling 17 years of industry experience. Her prior roles include positions at J.P. Morgan Securities LLC, J.P. Morgan Chase Bank, N.A., and TD Ameritrade. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to third-party asset management, utilizing both discretionary and non-discretionary strategies.
Lisa J
Series 63, Series 66
La Jolla, CA
LPL Financial
Lisa Joseph is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and 18 years of industry experience. She has worked with Zions First National Bank affiliate California Bank & Trust since 2017 and concurrently with LPL Financial over the same period. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms such as the Bank Wealth Program.
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