La Quinta, CA 075 Main Street Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
78 075 Main Street, Suite 204
La Quinta CA 92253
Advisors at this office
5
Advisors at this office
Greg S
Series 63
La Quinta, CA
LPL Financial
Greg Solis is a financial advisor with LPL Financial in La Quinta, California, holding a Series 63 designation and offering 33 years of industry experience. He has been with LPL Financial since 2004, following a year at Wells Fargo Clearing. He also operates a DBA, Solis Wealth Management, Inc., in La Quinta. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of advisory and brokerage services, including financial planning and access to model portfolios and third-party asset managers.
Tiffany V
Series 66
La Quinta, CA
LPL Financial
Tiffany Valentine is a financial advisor with LPL Financial in La Quinta, CA, holding the Series 66 designation and 24 years of industry experience. She has been with LPL Financial since 2006 and previously worked at Wells Fargo Clearing and UBS Financial Services. She also operates a DBA called Solis Wealth Management for administrative purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.
Luis C
Series 66
La Quinta, CA
LPL Financial
Luis Carrera is a financial advisor with LPL Financial, holding a Series 66 designation and bringing 20 years of industry experience. Prior to joining LPL in 2022, he worked at Charles Schwab in various roles from 2007 to 2022 and briefly at Wells Fargo Investments. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm supports a range of investment strategies and platforms facilitated by a large network of investment adviser representatives.
Tami S
Series 66
La Quinta, CA
LPL Financial
Tami Salzer is a financial advisor with LPL Financial in La Quinta, CA, holding a Series 66 designation and 18 years of industry experience. She has been with LPL Financial since 2010 and previously worked at Morgan Stanley in 2009. Her other business activity includes operating under the DBA Solis Wealth Management, Inc. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services, utilizing model portfolios, third-party subadvisors, and customized strategies across various asset classes and allocation approaches.
Karissa F
Series 66
La Quinta, CA
LPL Financial
Karissa Fortna is a financial advisor with LPL Financial in La Quinta, CA. She holds the Series 66 designation and has prior experience at Wells Fargo Clearing, Milauskas Eye Institute, and Robert Half. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.
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