Matthews, NC South Trade Street Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
119 South Trade Street, Suite 101
Matthews NC 28105
Advisors at this office
3
Advisors at this office
Duncan W
CFP®, Series 63, Series 65
Matthews, NC
LPL Financial
Duncan Wilson is a CFP® with 15 years of industry experience, currently serving at LPL Financial. His prior roles include positions at Sterling Financial Group, Commonwealth Financial Network, Lincoln Investment, and Capital Analysts Incorporated. In addition to his financial advisory work, he also practices law through his own law office. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and asset management solutions, utilizing both proprietary and third-party strategies, supported by technology tools and a broad network of over 22,900 advisors.
Elizabeth Y
Series 66
Matthews, NC
LPL Financial
Elizabeth Younts is a financial advisor at LPL Financial with six years of industry experience. She holds a Series 66 designation and has previously worked at Sterling Financial Group, Commonwealth Financial Network, Lincoln Investment, USI Insurance Services, and Wells Fargo Insurance Services. Outside of her advisory work, she is a trustee for a family member's trust. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.
Graham W
CFP®, ChFC®, Series 63
Matthews, NC
LPL Financial
Graham Wilson is a financial advisor with LPL Financial, holding the CFP® and ChFC® designations and over 40 years of industry experience. He is also the president and owner of Sterling Financial Group, a private entity involved in securities, advisory, and insurance business. His prior experience includes roles at Commonwealth Financial Network, Lincoln Investment, Capital Analysts, Incorporated, and Bankers Life Company. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.
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