McLean, VA Boro Place 4th Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
1640 Boro Place 4th Fl Ste 559
McLean VA 22102
Advisors at this office
6
Advisors at this office
David N
Series 63, Series 66, Series 65
McLean, VA
LPL Financial
David Nitta is a financial advisor with LPL Financial in McLean, VA, holding Series 63, 65, and 66 licenses and 21 years of industry experience. His prior roles include positions at Mass Mutual Investors Services and Northwestern Mutual Wealth Management Company. Outside of his advisory work, he serves as an assistant football coach for Loudoun County Public Schools. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment solutions, including model portfolios and third-party asset management, supported by extensive operational tools and a broad platform of non-advisory financial services.
Joshua W
Series 63, Series 66
McLean, VA
LPL Financial
Joshua Winston is a financial advisor at LPL Financial with 28 years of industry experience. He holds Series 63 and Series 66 designations and has worked at firms including MassMutual, MetLife Securities, Morgan Stanley, and Charles Schwab. Outside of his advisory role, he serves as a teacher at Congregation Beth Emeth in Herndon, VA. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a variety of financial planning and asset management solutions through a large network of investment adviser representatives.
Alex B
Series 66
McLean, VA
LPL Financial
Alex Buellesbach is a financial advisor at LPL Financial with 10 years of industry experience. He holds the Series 66 designation and previously worked at Morgan Stanley Private Bank from 2016 to 2023. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and third-party asset management, supported by a large network of investment adviser representatives.
Joseph C
Series 63, Series 66
McLean, VA
LPL Financial
Joseph Cantanucci III is a financial advisor with LPL Financial, holding Series 63 and Series 66 designations and with 26 years of industry experience. He previously worked for Mass Mutual Life Insurance and MML Investors Services for 22 years before joining LPL Financial in 2023. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a range of financial planning and investment management services, including access to model portfolios, third-party asset managers, and institutional platforms.
Christopher H
Series 63, Series 65
McLean, VA
LPL Financial
Christopher Herring is a financial advisor with LPL Financial in McLean, VA, holding Series 63 and Series 65 credentials and bringing 23 years of industry experience. His prior experience includes roles at MassMutual Investors Services, MetLife Securities, Raymond James Financial, and Waddell & Reed. He also operates Christopher Herring LLC, a business entity for tax and investment purposes. LPL Financial is a national broker-dealer and registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services through a large network of advisors, combining advisory platforms with extensive non-advisory financial activities.
Tim M
Series 63, Series 65
McLean, VA
LPL Financial
Tim Mcfillin is a financial advisor with LPL Financial holding Series 63 and Series 65 designations and 17 years of industry experience. Prior to joining LPL Financial in 2023, he worked at MML Investors Services, Inc. and MassMutual Financial Group for over a decade. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolio programs, third-party asset management, and institutional platforms.
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