Memphis, TN Poplar Avenue Rtc 2nd Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,842

Across 10,470 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

4385 Poplar Avenue Rtc 2nd Fl

Memphis TN 38117

Advisors at this office

15

Advisors at this office

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Stephen P

Series 63, Series 65

Memphis, TN

LPL Financial

Stephen Piacentini Jr. is a financial advisor with LPL Financial in Memphis, TN, holding Series 63 and Series 65 credentials and bringing 21 years of industry experience. His career includes previous roles at Ftb Advisors, Inc., First Horizon Advisors, Inc., and Morgan Stanley DW Inc. Outside of his advisory work, he is a partner in L & P Enterprise, a real estate rental business in Panama City Beach, FL. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm provides a range of investment solutions, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Christopher W

Series 66

Memphis, TN

LPL Financial

Christopher Webb is a Series 66-licensed financial advisor with 18 years of industry experience, currently associated with LPL Financial since 2025. He has previously worked at Ftb Advisors, Inc., First Tennessee Brokerage, Inc., and Truist Investment Services, Inc. Webb operates out of Memphis, TN. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a comprehensive range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Louis A

Series 63, Series 66

Memphis, TN

LPL Financial

Louis Allen Jr. is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 22 years of industry experience. His prior roles include positions at First Tennessee Brokerage, Inc. and Truist Investment Services, Inc. He is based in Memphis, TN. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a broad range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a network of over 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Anna E

Series 66

Memphis, TN

LPL Financial

Anna Embry is a financial advisor with LPL Financial in Memphis, TN, holding a Series 66 designation and eight years of industry experience. Her prior roles include positions at First Horizon Advisors, MML Investors Services, Mass Mutual Life Insurance Company, and the University of Mississippi. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, model portfolio programs, third-party asset management, participant-level retirement advice, and institutional platforms, supported by a large network of advisors and advanced operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Grant B

Series 63, Series 66

Memphis, TN

LPL Financial

Grant Boucek is a financial advisor with LPL Financial in Memphis, TN, holding Series 63 and Series 66 licenses and bringing 24 years of industry experience. His prior roles include positions at First Tennessee Brokerage, Inc. and Morgan Keegan & Company, LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, and institutional platforms, supported by a variety of investment strategies and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Susan F

Series 63

Memphis, TN

LPL Financial

Susan Fletcher is a financial advisor with LPL Financial in Memphis, TN, holding a Series 63 designation and 25 years of industry experience. She has worked at First Tennessee Bank and its affiliated brokerage firms since 1994 and had a brief tenure at Ftb Advisors, Inc. in 2013. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Holley C

CFP®, Series 63

Memphis, TN

LPL Financial

Holley Cary is a financial advisor with LPL Financial, holding CFP® and Series 63 credentials and bringing 29 years of industry experience. Cary's prior roles include long-term positions at First Tennessee Brokerage, Inc. and First Tennessee Bank in Memphis. Outside of advisory work, Cary owns Cary Life Coaching LLC, a non-investment-related business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Natalie C

Series 66

Memphis, TN

LPL Financial

Natalie Chamoun is a Series 66-licensed financial advisor with 16 years of industry experience. She is currently with LPL Financial and has previously worked at Ftb Advisors, Inc., Raymond James & Associates, and Morgan Keegan & Company, LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services, utilizing a variety of strategies and operational tools while supporting a large network of advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Brandon K

CFA®, Series 63

Memphis, TN

LPL Financial

Brandon Kizer is a financial advisor with LPL Financial in Memphis, TN, holding the CFA® designation and Series 63 license. He has 16 years of industry experience and has previously worked at First Horizon Advisors, Stifel, and Vining Sparks. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, institutions, and retirement plan participants. The firm offers a wide range of investment solutions including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Lisa C

Series 63

Memphis, TN

LPL Financial

Lisa Cook is a financial advisor with LPL Financial based in Memphis, TN, holding a Series 63 designation and bringing 27 years of industry experience. She previously worked at First Tennessee Brokerage, Inc. from 1999 and had a brief tenure at Ftb Advisors, Inc. In addition to her advisory role, she serves as a board member for The Vineyard P.D., a nonprofit organization. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to third-party asset management, supported by extensive operational tools and a broad platform.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Keenen L

Series 66

Memphis, TN

LPL Financial

Keenen Leake is a financial advisor with LPL Financial in Memphis, TN, holding a Series 66 designation and seven years of industry experience. His prior roles include positions at First Horizon, CUNA Brokerage Services, CUNA Mutual Group, Edward Jones, and FAA Federal Credit Union. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services, utilizing a combination of proprietary and third-party strategies across various platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Samuel Z

Series 66

Memphis, TN

LPL Financial

Samuel Zuckerman is a financial advisor with LPL Financial in Memphis, TN, holding a Series 66 designation and three years of industry experience. Prior to joining LPL Financial in 2025, he worked at First Horizon Advisors from 2022 to 2025 and has experience in roles outside of finance including positions at Helena Agri Enterprises, the University of Tennessee, and Ridgeway Country Club. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services through a large network of representatives to individuals, retirement plans, banks, trust companies, and institutions. The firm provides a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by extensive operational and research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Alana H

Series 66

Memphis, TN

LPL Financial

Alana Hu Perkovic is a financial advisor with LPL Financial based in Memphis, TN, holding a Series 66 designation and three years of industry experience. Prior to joining LPL Financial in 2025, she worked at First Horizon for multiple roles between 2014 and 2025. She is also the business owner of TOPCOURSE LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolios, and institutional platforms, supported by extensive advisory resources and technology.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Travis L

Series 66

Memphis, TN

LPL Financial

Travis Lemonte is a financial advisor at LPL Financial with 18 years of industry experience. He holds the Series 66 designation and has worked at multiple firms, including Cetera Investment Services and Regions Bank. He is based in Memphis, TN. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, and other institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting advice delivery through a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Chelsey F

Series 63, Series 65

Memphis, TN

LPL Financial

Chelsey Fairchilds is a financial advisor at LPL Financial with 15 years of industry experience. She has held positions at First Horizon Advisors, Inc., Alluvion Investments, LLC, and Alluvion Securities. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services, utilizing strategies including model portfolios, third-party subadvisors, and customized approaches.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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