Miami, FL 1200 Brickell Ave Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,923

Across 10,511 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

1200 Brickell Ave Suite 500

Miami FL 33131

Advisors at this office

10

Advisors at this office

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Thomas K

Series 65

Miami, FL

LPL Financial

Thomas Krol is a financial advisor at LPL Financial with a Series 65 designation and two years of industry experience. His prior work includes roles at Brickell Analytics and Nomi Health, as well as positions at The White House and political organizations in 2020. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a network of over 22,800 advisors and advanced research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Jordan E

Series 66

Miami, FL

LPL Financial

Jordan Ellerbe is a financial advisor with LPL Financial, holding a Series 66 designation and six years of industry experience. He has worked at LPL Financial since 2026 and previously held positions at Park Avenue Securities, Guardian Life Insurance Company, and The Bulfinch Group. In addition to his advisory role, Ellerbe is involved with LRB Wealth Strategies LLC, an entity related to his LPL business activities. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm provides financial planning, model portfolio programs, third-party asset management, and institutional platforms, with a broad range of strategic and tactical investment options.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Michael C

Series 66

Miami, FL

LPL Financial

Michael Clevenger is a financial advisor at LPL Financial with Series 66 credentials and one year of industry experience. Prior to joining LPL Financial, he worked at Benjamin F Edwards and held positions at Deloitte & Touche LLP and Ernst and Young LLP. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting advisors with a range of investment strategies and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Eliana C

Series 63

Miami, FL

LPL Financial

Eliana Carrier is a financial advisor with LPL Financial in Miami, FL, holding a Series 63 designation and two years of industry experience. She previously worked at Northwestern Mutual and has been involved with Carrier Wealth Management since 2020. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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John S

Series 63, Series 66

Miami, FL

LPL Financial

John Sarlat is a financial advisor with LPL Financial in Miami, FL, holding Series 63 and Series 66 designations and having 30 years of industry experience. He worked at Raymond James & Associates for nine years before joining LPL Financial in 2009. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolios, third-party asset management, and institutional platforms, using a range of advisory strategies supported by research and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Gustavo C

Series 63, Series 65

Miami, FL

LPL Financial

Gustavo Caballero Jr. is a financial advisor with LPL Financial in Miami, FL, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. His career includes roles at Space Coast Credit Union, Wells Fargo Clearing, and Morgan Stanley, among others. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to third-party asset managers, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Blake C

CFP®, ChFC®, Series 65, Series 63

Miami, FL

LPL Financial

Blake Calligaro is a financial advisor with LPL Financial based in Miami, FL, holding CFP® and ChFC® designations and 12 years of industry experience. His prior roles include positions at Northwestern Mutual companies from 2014 to 2025 and a brief tenure at Running Wild in 2023. Outside of advisory services, he is also active as an insurance agent with MassMutual. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment solutions, leveraging a large network of advisers and multiple advisory platforms to deliver both discretionary and non-discretionary account management.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Juan Pablo B

Series 66

Miami, FL

LPL Financial

Juan Pablo Bejarano is a financial advisor with LPL Financial in Miami, FL, holding a Series 66 designation and having 13 years of industry experience. He has been with LPL Financial since 2013. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms, combining extensive technology tools with a broad network of more than 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Wilber A

Series 63, Series 66

Miami, FL

LPL Financial

Wilber Aguirre is a financial advisor with LPL Financial in Miami, FL, holding Series 63 and Series 66 designations and 17 years of industry experience. His prior experience includes roles at Bank of America, Merrill, and Wells Fargo. He is also involved in Aguirre Wealth Management LLC, a separate business entity used for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to model portfolios and third-party asset managers.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Kaylee M

Series 66

Miami, FL

LPL Financial

Kaylee Makel is a financial advisor with LPL Financial, holding a Series 66 designation and six years of industry experience. Her prior roles include positions at BlackRock, Invesco, Morgan Stanley, and American Express. She is also employed outside the investment industry with Productions+ and the University of Miami. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions through a broad network of advisors offering a range of advisory and brokerage services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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