Middletown, DE Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMTotal client AUM
$784,160,312,190
ClientsTotal clients
1,962,908
AdvisorsAdvisors at this office
3
Of 22,678 advisors across 10,422 offices
Location
Middletown DE
Advisors at this office
3
Advisors at this office
Kari K
CFP®, Series 66
Middletown, DE
LPL Financial
Kari Kroll is a financial advisor with LPL Financial, holding CFP® and Series 66 credentials and bringing 16 years of industry experience. She has worked with M&T Securities, M&T Bank, J.P. Morgan Services, J.P. Morgan Securities, and WSFS Bank. Outside of her advisory role, she owns Mr. Mulch Frist State, a non-investment-related business based in Middletown, Delaware. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a nationwide network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, with access to research and model portfolios from multiple sources.
Sean S
Series 66
Middletown, DE
LPL Financial
Sean Stevens is a financial advisor with LPL Financial holding a Series 66 credential and four years of industry experience. He has prior experience at M&T Bank and its associated entities. His background also includes running a home improvement business for three years. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual clients, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and brokerage services, providing both discretionary and non-discretionary management supported by research and model portfolios.
James E
Series 63, Series 66
Middletown, DE
LPL Financial
James Elias is a financial advisor with LPL Financial in Middletown, DE, holding Series 63 and Series 66 licenses and bringing 17 years of industry experience. He worked previously at Edward Jones for nine years and at Consolidated LLC for one year before joining LPL Financial in 2026. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a broad client base including individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers various advisory programs and financial planning services, providing both discretionary and non-discretionary management supported by a range of model portfolios and research.
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