Mount Pleasant, SC E Wall Street Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
2036 E Wall Street
Mount Pleasant SC 29464
Advisors at this office
3
Advisors at this office
Ethan C
Series 66
Mount Pleasant, SC
LPL Financial
Ethan Cobb is a financial advisor with LPL Financial in Mount Pleasant, SC. He holds a Series 66 designation and has been with LPL Financial since 2025. Prior to entering the financial industry, he worked in education at Trinity College and several schools from 2015 to 2022. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to model portfolios and third-party asset management.
Sean L
Series 66
Mount Pleasant, SC
LPL Financial
Sean Ludwick is a financial advisor with LPL Financial located in Mount Pleasant, SC. He holds a Series 66 designation and has been active in the industry since 2025. Prior to his current role, he served in the United States Air Force from 2018 to 2022 and has experience with organizations such as The Citadel and Charleston Retirement Planning. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm provides a range of financial planning and investment management options, including model portfolios, third-party asset management, and institutional platforms.
Kenneth F
Series 66
Mount Pleasant, SC
LPL Financial
Kenneth Fickling is a Series 66-credentialed financial advisor with 26 years of industry experience. He is currently with LPL Financial and has prior experience at Cetera, Wells Fargo Advisors, A. G. Edwards & Sons, and UBS Financial Services. He is also involved with Charleston Retirement Planning, a non-variable insurance business related to his advisory practice. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides brokerage and advisory services to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and portfolio management solutions, supported by technology and research tools, with a notable scale of assets and advisor network.
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