Naperville, IL 1750 N Washington St Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
1750 N Washington St Ste 112 A
Naperville IL 60563
Advisors at this office
3
Advisors at this office
Brian H
Series 63, Series 65
Naperville, IL
LPL Financial
Brian Hennessy is a financial advisor with LPL Financial in Naperville, IL, holding Series 63 and Series 65 credentials and bringing nine years of industry experience. He previously worked at CETERA Advisor Networks LLC for five years before joining LPL Financial in 2016. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services with tools including model portfolios, third-party subadvisors, and institutional platforms, supported by technological resources for operational and research purposes.
Kent T
Series 63, Series 65
Naperville, IL
LPL Financial
Kent Travis is a financial advisor with LPL Financial in Naperville, IL, holding Series 63 and Series 65 credentials and possessing 16 years of industry experience. His career includes roles at Cetera Advisor Networks, Raymond James Financial Services, Sage Private Wealth Group, Equity Services, Inc., and National Life Group. He maintains a separate investment-related business activity under the name Travis Wealth Management. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning, model portfolio programs, third-party asset management, and institutional platforms, utilizing both discretionary and non-discretionary strategies and incorporating advisor tools such as machine learning for research and operational support.
Thomas H
CFP®, Series 63, Series 65
Naperville, IL
LPL Financial
Thomas Hennessy is a CFP®-certified financial advisor with over 40 years of industry experience. He has worked at LPL Financial since 2019 and previously held roles at Cetera Advisor Networks LLC and John Matsock & Associates. LPL Financial is a national broker-dealer and SEC-registered investment adviser servicing individuals, retirement plans, banks, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, and institutional platforms, supporting advisors with research and operational tools.
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