Orlando, FL Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,842

Across 10,470 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

Orlando FL

Advisors at this office

7

Advisors at this office

user avatar

Louis K

Series 63, Series 65

Orlando, FL

LPL Financial

Louis Knox is a financial advisor at LPL Financial with 44 years of industry experience. He holds Series 63 and Series 65 credentials and has been with LPL Financial since 2009, previously working at Associated Securities Corp. and Signator Investors, Inc. Knox is also involved in the sale of life, health, disability, long-term care insurance, and fixed annuity products through an independent business. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions supported by both proprietary and third-party strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Jeffrey R

Series 63, Series 65

Orlando, FL

LPL Financial

Jeffrey Ramsey is a financial advisor with LPL Financial in Orlando, FL, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. His career includes roles at Morgan Keegan & Company, AmSouth Investment Management, and Atlantic Capital Advisors. He also sells fixed annuities through Atlantic Insurance Group. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Michael W

Series 63, Series 65, Series 66

Orlando, FL

LPL Financial

Michael Wallman is a financial advisor with LPL Financial in Orlando, FL, holding Series 63, 65, and 66 registrations and bringing 30 years of industry experience. His prior roles include positions at Grove Point Investments, Grove Point Advisors, H. Beck, Inc., and managing Wallman Financial Group. He is also a board member of the PRIDE Chamber of Commerce, a nonprofit organization based in Orlando. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a wide range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Joseph C

CFP®, Series 63, Series 65

Orlando, FL

LPL Financial

Joseph Crain III is a CFP® with 32 years of industry experience, currently affiliated with LPL Financial in Orlando, FL. He has worked at several firms including First Citizens National Bank, Wunderlich Securities, and Citigroup Global Markets. Crain’s prior roles include six years at First Citizens National Bank alongside his current position at LPL Financial. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions, utilizing both proprietary and third-party strategies, supported by technology tools and a large network of advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Stephany B

Series 63, Series 65

Orlando, FL

LPL Financial

Stephany Bautista is a financial advisor with LPL Financial in Orlando, FL, holding Series 63 and Series 65 licenses and having six years of industry experience. Her prior roles include positions at Florida Financial Advisors and Trinity Wealth Securities. Bautista manages a business entity for tax and investment purposes outside her advisory work. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions, offering a broad range of advisory and brokerage services with an emphasis on model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Jeffrey M

Series 63, Series 65

Orlando, FL

LPL Financial

Jeffrey Murray is a financial advisor at LPL Financial with 40 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Lombard Advisers, Lombard Securities, Benjamin F. Edwards & Company, Wells Fargo Clearing, and A. G. Edwards & Sons. Outside of his advisory work, he operates an insurance agency, Jeffrey D. Murray & Co., LLC, specializing in life, annuities, accident and sickness, and long-term care insurance. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a broad range of financial planning and portfolio management options and supports its advisors with research, technology tools, and various affiliated financial services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Ethan C

Series 65

Orlando, FL

LPL Financial

Ethan Cole is a financial advisor with LPL Financial in Orlando, FL, holding a Series 65 credential and starting his advisory career in 2026. His prior experience includes roles in financial services and community-related positions, including two years at Discovery Church and four years at the University of Central Florida. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services through a large network of representatives, utilizing various investment strategies and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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