Orlando, FL 881 N Alafaya Trl Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
881 N Alafaya Trl
Orlando FL 32828
Advisors at this office
3
Advisors at this office
Sydney D
Series 66
Orlando, FL
LPL Financial
Sydney Dragon is a financial advisor at LPL Financial with one year of industry experience. She holds a Series 66 designation and has prior experience at Fairwinds Credit Union and CUSO Financial Services. Additionally, she is a commissioned notary. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolios, and third-party asset management, supported by tools such as machine learning for operational and research purposes.
Joshua H
Series 66
Orlando, FL
LPL Financial
Joshua Howell is a financial advisor with LPL Financial, holding a Series 66 designation and one year of industry experience. He has been associated with LPL Financial since 2025 and has prior experience with Fairwinds Credit Union, CUSO Financial Services, LP, Equitable Life Insurance Company, and CA Ventures. Howell is also affiliated with the University of Florida, where he has been involved since 2021. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services, including access to model portfolios and third-party asset managers, supported by advanced operational tools.
James C
Series 66
Orlando, FL
LPL Financial
James Caldwell is a financial advisor at LPL Financial with 10 years of industry experience. He holds the Series 66 designation and has worked at several firms including Fairwinds Credit Union and Raymond James & Associates. Caldwell is also involved with Creative Comp Solutions, an outside employment role unrelated to his primary advisory duties. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and other institutions. The firm offers a broad range of advisory and brokerage services, utilizing various investment approaches and advisor-support technologies, and oversees over $819 billion in discretionary assets with a network of more than 22,800 advisors.
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