Palatine, IL Northwest Hwy Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
205 Northwest Hwy
Palatine IL 60067
Advisors at this office
4
Advisors at this office
Dale S
Series 63, Series 65
Palatine, IL
LPL Financial
Dale Stern is a financial advisor with LPL Financial holding Series 63 and Series 65 credentials and 28 years of industry experience. He has worked at LPL Financial since 2021 and previously spent over two decades at Harris Investor Services Inc and Harrisdirect LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management solutions, including model portfolios, third-party asset management, and institutional platforms.
Fredrerick E
Series 66
Palatine, IL
LPL Financial
Fredrerick Escobar is a financial advisor with LPL Financial, holding a Series 66 designation and six years of industry experience. His prior roles include positions at J.P. Morgan Securities, Bank of America, and Merrill Lynch. Escobar is based in Palatine, IL. LPL Financial is a national broker‑dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and portfolio management services through a large network of investment adviser representatives and utilizes various tools and platforms to support its advisory and operational functions.
Matthew B
CFP®, Series 65, Series 63
Palatine, IL
LPL Financial
Matthew Bappert is a CFP®-designated financial advisor with 10 years of industry experience. He is currently affiliated with LPL Financial and has previously worked at BMO Bank, Premier Asset Management LLC, and 1834 Investment Advisors Co. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, and institutional platforms, supported by a large network of investment adviser representatives and advanced research tools.
Daniel F
CFP®, ChFC®, Series 63, Series 65
Palatine, IL
LPL Financial
Daniel Feldstein is a financial advisor with LPL Financial, holding the CFP® and ChFC® designations and possessing 25 years of industry experience. His career includes roles at Harris Investor Services, Citigroup Global Markets, and Harrisdirect LLC before joining LPL Financial in 2021. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolio programs, third-party asset management, and various institutional platforms.
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