Portland, OR Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,842

Across 10,470 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

Portland OR

Advisors at this office

9

Advisors at this office

user avatar

Gabriella R

Series 66

Portland, OR

LPL Financial

Gabriella Richard is a Series 66-credentialed financial advisor with 21 years of industry experience, currently with LPL Financial in Portland, OR. She previously worked at Blue Water Wealth and Cambridge Investment Research, each for seven years. Outside of advisory work, she holds a minority interest in Porkland Farms, a non-investment-related business in Portland. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, with investment strategies implemented through discretionary and non-discretionary approaches.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Ryan L

Series 66

Portland, OR

LPL Financial

Ryan Leday is a financial advisor with LPL Financial in Portland, OR, holding a Series 66 designation and four years of industry experience. His prior roles include positions at H&R Block, KeyBank, and Amazon, as well as teaching experience at Oregon State University and local schools. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Christopher M

CFP®, Series 66

Portland, OR

LPL Financial

Christopher Moyer is a CFP® with 15 years of industry experience, currently serving as a financial advisor at LPL Financial since 2018. Prior to that, he worked with Waddell & Reed and various insurance carriers at W&R Insurance Agencies from 2011 to 2018. He is also involved in a non-investment business entity, C.L. Moyer, LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and portfolio management solutions delivered through a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Peter S

Series 65, Series 66

Portland, OR

LPL Financial

Peter Seelig is a financial advisor with LPL Financial in Portland, OR, holding Series 65 and Series 66 credentials and 28 years of industry experience. He previously worked at Fenton, Wangler Financial and SII Investments, Inc. for 13 years each and at Equitable Advisors for 3 years. In addition to his advisory work, he is a licensed insurance agent and also works as a fitness instructor. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement participants, banks, trust companies, and institutions. The firm provides a range of advisory services including financial planning and third-party asset management through a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Eric L

CFP®, Series 65

Portland, OR

LPL Financial

Eric Lochner is a CFP® professional with 20 years of industry experience, currently affiliated with LPL Financial. His prior roles include positions at Financial Advocates Investment Management, Cable Hill Partners, and McDonald Franceschi, where he worked for 18 years. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services including financial planning, model portfolio programs, and institutional platforms, supported by a large network of advisors and advanced operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Peter P

Series 66

Portland, OR

LPL Financial

Peter Perkins is a financial advisor at LPL Financial with 16 years of industry experience. He holds a Series 66 designation and has worked at firms including Waddell & Reed and various insurance carriers. He has also been involved with Financial Beginnings and worked at Central Catholic High School. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, utilizing model portfolios, third-party subadvisors, and customized strategies across various asset classes.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Joel J

CFP®, Series 63, Series 65

Portland, OR

LPL Financial

Joel Janssen is a financial advisor with LPL Financial in Portland, OR, holding the CFP® designation and securities licenses Series 63 and Series 65. He has 30 years of industry experience, including prior roles at Wells Fargo Advisors, Citigroup Global Markets, and Ameriprise. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services through a large network of advisors, employing both proprietary and third-party investment strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

David K

Series 63, Series 66

Portland, OR

LPL Financial

David Kirchfeld is a financial advisor with LPL Financial in Portland, OR, holding Series 63 and Series 66 licenses and 19 years of industry experience. His previous roles include positions at Key Investment Services LLC and Merrill prior to joining LPL Financial in 2014. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of solutions including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by extensive operational and research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Chinh N

Series 63, Series 65

Portland, OR

LPL Financial

Chinh Nguyen is a financial advisor with LPL Financial in Portland, OR, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. His prior roles include positions at Foresters Financial and Foresters Advisory Services LLC, where he worked for two decades. In addition to his advisory work, Nguyen is involved with Iron Sight LLC, a firearms safety business, and PEWCIFIC NORTHWEST LLC, an apparel company. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers various financial planning and investment management services through a large network of advisors, supported by research, machine-learning tools, and a wide suite of financial products and partnerships.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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