Redlands, CA 300 E State St Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,923

Across 10,510 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

300 E State St Ste 530

Redlands CA 92373

Advisors at this office

8

Advisors at this office

user avatar

Danny P

Series 63, Series 66

Redlands, CA

LPL Financial

Danny Payne is a financial advisor with LPL Financial in Redlands, CA, holding Series 63 and Series 66 registrations and bringing 25 years of industry experience. He previously worked at National Planning Corporation for 14 years before joining LPL Financial in 2017. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting advisors with research tools and various strategic investment options.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Tyler W

Series 63, Series 66

Redlands, CA

LPL Financial

Tyler Waner is a financial advisor with LPL Financial in Redlands, CA, holding Series 63 and Series 66 credentials and seven years of industry experience. Prior to joining LPL Financial in 2018, he worked at the University of Arizona and The Homestead. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides advisory and brokerage services through a large network of investment adviser representatives, offering a range of financial planning and asset management solutions.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Neal W

CFP®, Series 63, Series 65

Redlands, CA

LPL Financial

Neal Waner is a CFP® professional with 42 years of experience in financial advising. He is currently with LPL Financial, where he has worked since 2017, and previously held roles at National Planning Corporation and Stout & Waner. Waner serves as Chair of the Board for the San Bernardino County Employees' Retirement Association and is also chair of its Investment Committee. He is a candidate for the San Bernardino County School Board in 2024. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services delivered through a large network of investment adviser representatives using various portfolio strategies and advanced operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Carly L

Series 66

Redlands, CA

LPL Financial

Carly Lambeth is a financial advisor at LPL Financial with a Series 66 designation and less than one year of industry experience. Prior to joining LPL Financial, she was involved with Ponte Winery and Family Estates for two years and has academic experience at Loyola University Chicago. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions through a broad range of advisory and brokerage services. The firm offers various financial planning and asset management solutions, combining scale with diverse operational and research support tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Edgar G

Series 66

Redlands, CA

LPL Financial

Edgar Gonzalez is a financial advisor with LPL Financial in Redlands, CA, holding a Series 66 designation and three years of industry experience. Prior to joining LPL Financial, he worked at Maupin Financial Advisors and has experience in both financial services and logistics. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions by providing advisory and brokerage services through a broad network of investment adviser representatives. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms with a range of investment strategies and operational support tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Frederick W

CFP®, Series 63

Redlands, CA

LPL Financial

Frederick Woolley is a CFP® with 37 years of industry experience, currently serving as a financial advisor at LPL Financial since 2025. His prior roles include positions at Western International Securities, Inc., Financial West Group, and Manufacturers Life Insurance Company. He is also actively involved as a non-variable insurance agent. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides a range of advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers diverse investment solutions, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

David M

Series 63

Redlands, CA

LPL Financial

David Maupin is a financial advisor with LPL Financial who holds a Series 63 designation and has 42 years of industry experience. He worked at Associated Securities Corp. for 25 years before joining LPL Financial in 2009. Outside of his advisory work, Maupin operates Maupin Financial Services, a home-based business entity for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting a large network of advisors with a variety of customized investment strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Carolyn M

Series 63, Series 65

Redlands, CA

LPL Financial

Carolyn Matson is a financial advisor with LPL Financial in Redlands, CA, holding Series 63 and Series 65 credentials and 15 years of industry experience. She previously worked at National Planning Corporation before joining LPL Financial in 2017. Outside of her advisory role, she serves as a member at large for the Steven G. Mihaylo Big Bear High School Education Foundation and co-owns Matson Development Corp. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of investment programs and uses various research tools to support advisors in delivering customized and model portfolio strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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