Santa Monica, CA 401 Wilshire Blvd Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMTotal client AUM
$784,160,312,190
ClientsTotal clients
1,962,908
AdvisorsAdvisors at this office
3
Of 22,716 advisors across 10,432 offices
Location
401 Wilshire Blvd Fl 12 Pmb 36
Santa Monica CA 90401
Advisors at this office
3
Advisors at this office
James H
Series 63, Series 65
Santa Monica, CA
LPL Financial
James Herzikoff is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 54 years of industry experience. His prior roles include positions at Ameriprise and Oppenheimer. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary management and a variety of portfolio models and research resources.
Mark M
CFP®, Series 63
Santa Monica, CA
LPL Financial
Mark Maloney is a CFP® professional with 38 years of experience in the financial industry. He is currently with LPL Financial and previously worked for 14 years at JPMorgan Chase Bank, N.A. and J.P. Morgan Securities. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, and utilizes model portfolios and research from multiple sources.
Garrett O
CFP®, Series 66
Santa Monica, CA
LPL Financial
Garrett Oczachowski is a CFP®-designated financial advisor with 27 years of industry experience, currently with LPL Financial in Santa Monica, CA. His prior experience includes roles at J.P. Morgan Securities and Wm Financial Services, Inc. He is involved with Noble Traditions Wealth Inc., an entity used for tax and investment purposes. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a large national network. The firm offers diverse advisory programs, financial planning, and retirement consulting with both discretionary and non-discretionary management, supported by research and model portfolios.
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