Seattle, WA University Street Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,923

Across 10,510 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

600 University Street Suite 1328

Seattle WA 98101

Advisors at this office

7

Advisors at this office

user avatar

Evan A

CFP®, Series 63

Seattle, WA

LPL Financial

Evan Anderson is a CFP®-certified financial advisor based in Seattle, WA, with 10 years of industry experience. He has worked at firms including Northwestern Mutual Wealth Management Company and Brendan Foor before joining LPL Financial and Emerald Wealth Management in 2026. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services supported by extensive technology and operational resources and oversees more than $819 billion in discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Benjamin P

Series 66

Seattle, WA

LPL Financial

Benjamin Pawlak is a financial advisor with LPL Financial in Seattle, WA, holding a Series 66 designation and 13 years of industry experience. His prior experience includes roles at Emerald Wealth Management, Northwestern Mutual, Wells Fargo Clearing Services, and Morgan Stanley. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting advisors with a range of discretionary and non-discretionary investment strategies and technology tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Benjamin C

Series 63, Series 65

Seattle, WA

LPL Financial

Benjamin Chen is a financial advisor at LPL Financial in Seattle, WA, holding Series 63 and Series 65 licenses with one year of industry experience. His prior work includes roles at Northwestern Mutual and Equitable, as well as a background in mortgage services with Homelink Mortgage Inc. Outside the financial industry, he has been involved with So Tasty Corp and the Bellevue Badminton Club. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Brendan F

Series 65, Series 63

Seattle, WA

LPL Financial

Brendan Foor is a financial advisor at LPL Financial with 11 years of industry experience. He holds the Series 65 and Series 63 designations. Prior to joining LPL Financial in 2026, he spent over a decade with Northwestern Mutual and its affiliated companies in various wealth management roles. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, managed portfolio programs, and institutional platforms, supported by extensive resources and technology for its network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Darren T

Series 63, Series 65

Seattle, WA

LPL Financial

Darren Trautmann is a financial advisor with LPL Financial in Seattle, WA, holding Series 63 and Series 65 credentials and 17 years of industry experience. His prior roles include 18 years with Northwestern Mutual, across wealth management, investment management, and life insurance divisions. He also operates two investment-related legal entities. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Blake E

CFP®, ChFC®, Series 63, Series 65

Seattle, WA

LPL Financial

Blake Edwards is a financial advisor with LPL Financial in Seattle, WA, holding CFP® and ChFC® designations and 11 years of industry experience. His prior work includes roles with Northwestern Mutual Wealth Management Company and other firms. Edwards also earns commissions from insurance companies for the sale of non-variable life, health, annuity, and disability insurance products. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolios, third-party asset management, and institutional platforms, with advisory services delivered through a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Carson H

CFP®, Series 63

Seattle, WA

LPL Financial

Carson Hill is a CFP®-credentialed financial advisor with 13 years of industry experience. He is currently with LPL Financial and has held prior roles at Northwestern Mutual Wealth Management Company and Emerald Wealth Management. Carson is based in Seattle, WA. LPL Financial is a national broker‑dealer and SEC‑registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a wide range of advisory and brokerage services, including financial planning and access to model portfolios and third-party asset managers, supported by advanced research and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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