Sioux Falls, SD S Bur Oak Pl Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
5032 S Bur Oak Pl, Ste 111
Sioux Falls SD 57108
Advisors at this office
6
Advisors at this office
John W
Series 66
Sioux Falls, SD
LPL Financial
John Weisbecker is a financial advisor with LPL Financial in Sioux Falls, SD, holding a Series 66 credential and 17 years of industry experience. His prior roles include work with Waddell & Reed Inc and various insurance carriers within W & R Insurance Agencies. From 2014 to 2021, he was involved with Dakota Bowl through Sioux Falls Catholic Schools. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, third-party asset management, and institutional platforms.
Stephen C
CFP®, Series 63, Series 65
Sioux Falls, SD
LPL Financial
Stephen Ciofalo is a CFP® professional with 44 years of industry experience, currently affiliated with LPL Financial. His prior roles include positions at Waddell & Reed and various other firms spanning insurance and behavioral services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions, offering a range of financial planning and advisory services delivered through a large network of investment adviser representatives.
Ann F
Series 66
Sioux Falls, SD
LPL Financial
Ann Fiorita is a financial advisor at LPL Financial with three years of industry experience. She holds a Series 66 designation and previously worked at URBN for six years. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a range of advisory services including financial planning, model portfolio programs, and institutional platforms, supported by technological tools for operational and research purposes.
Mary M
Series 66
Sioux Falls, SD
LPL Financial
Mary Mastick is a financial advisor based in Sioux Falls, SD, affiliated with LPL Financial. She holds a Series 66 designation and has 22 years of industry experience. Prior to joining LPL Financial in 2021, she worked at Wealth Planning Strategies Group LLC and Casa, and she has been involved with the Sioux Falls Estate Planning Council, Sioux Falls West Rotary, and the SD Symphony Orchestra. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services through a large network of investment adviser representatives. The firm offers a range of financial planning and investment management solutions to individuals, retirement plans, banks, and institutions, supported by research-driven model portfolios and various third-party subadvisors.
Thomas C
Series 63, Series 65
Sioux Falls, SD
LPL Financial
Thomas Carson is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 30 years of industry experience. His career includes 25 years at Waddell & Reed, Inc. and various insurance carriers prior to joining LPL Financial in 2021. He also maintains ongoing involvement as an insurance agent. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supporting advisors with research and operational tools.
Allison B
Series 63, Series 65, Series 66
Sioux Falls, SD
LPL Financial
Allison Bakke is a financial advisor at LPL Financial in Sioux Falls, SD, with 13 years of industry experience. She holds Series 63, 65, and 66 licenses and has worked with firms including Waddell & Reed, Inc. prior to joining LPL Financial. Bakke also operates Bakke Financial Planning Services, LLC, a home-based business entity for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm provides a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by extensive research and technology tools.
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