Slidell, LA 1st St Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
2065 1st St
Slidell LA 70458-3626
Advisors at this office
5
Advisors at this office
Louis N
Series 63, Series 65
Slidell, LA
LPL Financial
Louis Nogues is a financial advisor with LPL Financial in Slidell, Louisiana, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been with LPL Financial since 1999. Outside of his advisory role, he is involved with the Nogues Family Testamentary Trust. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.
Michael R
CFP®, Series 63
Slidell, LA
LPL Financial
Michael Rich is a CFP® with 18 years of industry experience, currently serving as a financial advisor at LPL Financial since 2012. He previously worked at Guardian Life from 2008 to 2012. Rich is also involved in the sale of life, health, disability, and long-term care insurance to retail clients. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services through a large network of representatives. The firm offers a range of financial planning and investment management solutions for individuals, retirement plans, banks, trust companies, and other institutions.
Steven K
Series 63, Series 65
Slidell, LA
LPL Financial
Steven Kernahan is a financial advisor with LPL Financial in Slidell, Louisiana, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has worked at LPL Financial since 2012 and concurrently with The Guardian Life Insurance Company since 2005. Outside of his advisory roles, he is involved in non-variable insurance sales and operates Pontchartrain Investment Management. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms, utilizing both discretionary and non-discretionary strategies supported by technology and research tools.
Michael R
Series 66
Slidell, LA
LPL Financial
Michael Rich is a financial advisor at LPL Financial with three years of industry experience. He holds a Series 66 designation and previously worked for Republic National Distributing Co for eleven years. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.
Thomas P
CFP®, ChFC®, Series 63, Series 65
Slidell, LA
LPL Financial
Thomas Prude is a financial advisor with LPL Financial, holding the CFP® and ChFC® designations and possessing 32 years of industry experience. He worked at Merrill from 2000 to 2009 before joining LPL Financial in 2009. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services, including access to third-party asset managers and institutional platforms.
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