Springfield, IL 3400 Wabash Ave Office

Stephen Raupp is a financial advisor with LPL Financial in Springfield, IL, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He previously worked at Merrill from 1998 to 2007 and has been with LPL Financial since 2010 as well as serving at Bank of Springfield since 2007. Outside of advisory services, he is involved in offering term and whole life insurance products through a bank insurance agency. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm provides a range of advisory and brokerage services, including financial planning and access to third-party asset managers, with advice implemented through various model portfolios and customized strategies.

Maxwell Cook is a financial advisor with LPL Financial in Springfield, IL, holding a Series 66 designation and five years of industry experience. His prior roles include positions at Davis Financial Group, Dovenmuehle Mortgage, and Northwestern Mutual. He also serves part-time at the Bank of Springfield. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment solutions supported by extensive resources and technology.

Kariann Kelley is a financial advisor with LPL Financial in Springfield, IL, holding a Series 66 designation and seven years of industry experience. She has been with LPL Financial since 2018 and also maintains a position at the Bank of Springfield. Additionally, she is a commissioned public notary. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory services including financial planning, model portfolios, third-party asset management, and institutional platforms, supporting its network of over 22,800 advisors.

James Weaver is a financial advisor with LPL Financial in Springfield, IL, holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. He has worked at LPL Financial and Bank of Springfield since 2010. Outside of advisory work, he is involved with The Clubhouse, an indoor baseball and softball facility rented by teams for practices. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plans, banks, trust companies, and other institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, providing advisory and brokerage services through a large network of investment adviser representatives.

Joseph Shaffer is a financial advisor at LPL Financial based in Springfield, IL, holding a Series 66 designation. He has experience working at Bank of Springfield and has held roles in education and community organizations, including Lincoln Community High School and The University of Illinois Springfield. He was also involved with The Oaks Golf Course and the Lincoln Park District. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, utilizing various investment strategies and technology tools, supported by a large network of over 22,800 advisors and oversight of more than $819 billion in discretionary assets.

Gregory Pettys is a financial advisor with LPL Financial holding CFP® and ChFC® designations and over 37 years of industry experience. His prior roles include positions at Mass Mutual Investors Services, Prudential, and Bank of Springfield. Outside of advising, he serves as a prison ministry pastor and is the author of the Smart Stepfamily Guide to Financial Planning; he also frequently speaks at conferences and on podcasts. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing a range of advisory and brokerage services to individuals, retirement plans, banks, and institutions. The firm supports its advisors with various investment platforms and technologies, offering customized strategies that include third-party asset management and model portfolios.

Nicole Link is a financial advisor with LPL Financial based in Springfield, IL, holding a Series 66 designation and over 21 years of industry experience. She has been with LPL Financial since 2010 and has a long-standing role at Bank of Springfield dating back to 2001. Nicole serves as Vice President at Bank of Springfield in addition to her advisory responsibilities. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of services including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives.

John Davis is a financial advisor with LPL Financial in Springfield, IL, holding Series 63 and Series 65 credentials and bringing 44 years of industry experience. He has been with LPL Financial since 2003. Davis serves as a board member at the Bank of Springfield, where he participates in loan reviews and committee work. He is also a notary public for the State of Illinois. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, model portfolios, third-party asset management, and institutional platforms, with a range of investment approaches executed by its network of investment adviser representatives.

Joshua Jacoby is a financial advisor with LPL Financial in Springfield, IL, holding Series 63 and Series 65 licenses and seven years of industry experience. He has been with LPL Financial since 2020 and previously worked at Axa Advisors and Calloway State Farm. Jacoby also holds a role with the Bank of Springfield, serving in a financial institution capacity. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a broad range of financial planning and investment services, including model portfolios and third-party asset management, supported by both discretionary and non-discretionary strategies.

Sarah Moore is a financial advisor with LPL Financial in Springfield, IL, holding a Series 66 designation and 10 years of industry experience. She is also the Chief Compliance Officer of BOS Asset Management LLC, an independent investment advisory firm she founded in 2021. Moore’s career includes roles at BOS Asset Management, LPL Financial, and the Bank of Springfield. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to third-party asset managers, supported by research and technology tools.