St Louis, MO Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,761

Across 10,463 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.

The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.

Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.

Based on LPL Financial

Expertise

College savings (529s, UTMA, etc.)

Based on LPL Financial

Location

St Louis MO

Advisors at this office

13

Advisors at this office

user avatar

Michael C

Series 63, Series 65

St Louis, MO

LPL Financial

Michael Conley is a financial advisor at LPL Financial with 25 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, providing both discretionary and non-discretionary management supported by research and various portfolio strategies.

College savings (529s, UTMA, etc.)
user avatar

Steven J

Series 66

St Louis, MO

LPL Financial

Steven Johnson is a financial advisor with LPL Financial in St. Louis, MO, holding a Series 66 designation and 12 years of industry experience. He has worked at both LPL Financial and Vantage Credit Union since 2015 and has been associated with Forest Hills Country Club since 2012. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, providing both discretionary and non-discretionary management supported by research from LPL and third-party subadvisors.

College savings (529s, UTMA, etc.)
user avatar

Brian P

Series 63, Series 66

St. Louis, MO

LPL Financial

Brian Parker is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. Prior to joining LPL Financial in 2022, he worked at Wells Fargo Clearing and Wells Fargo Advisors, LLC from 2016 to 2022, as well as First Clearing from 2015 to 2016. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing both discretionary and non-discretionary management with access to model portfolios and research from multiple sources.

College savings (529s, UTMA, etc.)
user avatar

Donald M

Series 66

Saint Louis, MO

LPL Financial

Donald Michael is a financial advisor at LPL Financial with seven years of industry experience. He holds the Series 66 designation and has worked previously at U.S. Bancorp Investments, Cetera, Regions Bank, and Pinnacle Entertainment. Outside of his advisory role, he is involved in several business ventures including ownership in DonMike's Klean Kicks LLC and co-ownership of Melting Pot Card Collective, LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations nationwide. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing model portfolios and research from both internal and third-party sources.

College savings (529s, UTMA, etc.)
user avatar

Michael M

Series 63, Series 66

St. Louis, MO

LPL Financial

Michael Marchi is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 17 years of industry experience. He previously worked at The Investment Center Inc for 12 years before joining LPL Financial. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a diverse client base including individuals, retirement plans, banks, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services with discretionary and non-discretionary management supported by proprietary and third-party research.

College savings (529s, UTMA, etc.)
user avatar

Erin C

Series 66

Saint Louis, MO

LPL Financial

Erin Calixte is a financial advisor with LPL Financial in Saint Louis, MO, holding a Series 66 designation and three years of industry experience. Prior to joining LPL Financial in 2020, she worked at Borah Teamwear and Westby Area Elementary School. Outside of her advisory role, she operates an online Etsy shop called EE Rosaries. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, utilizing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
user avatar

Frederick S

Series 66

St Louis, MO

LPL Financial

Frederick Savel is a financial advisor at LPL Financial in St. Louis, Missouri, holding a Series 66 designation with 25 years of industry experience. His prior roles include positions at PNC Investments, Wells Fargo Clearing, Infinex Investments, Inc., and First Bank. Outside of advising, he works as an Uber and DoorDash driver on a limited basis. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients including individuals, retirement plans, banks, and charitable organizations through a national network of investment adviser representatives. The firm offers financial planning, various advisory programs, retirement plan consulting, and brokerage services, leveraging model portfolios, third-party research, and technology-driven strategies.

College savings (529s, UTMA, etc.)
user avatar

Christopher M

Series 66

Saint Louis, MO

LPL Financial

Christopher Monaco is a financial advisor with LPL Financial in Saint Louis, MO, holding a Series 66 designation and one year of industry experience. Prior to joining LPL Financial, he worked at The Boeing Company for two years and held various roles across multiple industries including logistics, food service management, and technology. LPL Financial is a national investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a broad network of investment adviser representatives. The firm offers a range of advisory and brokerage services with discretionary and non-discretionary management options, supported by research and model portfolios.

College savings (529s, UTMA, etc.)
user avatar

Andre C

Series 63, Series 66

St. Louis, MO

LPL Financial

Andre Cantareira is a financial advisor with LPL Financial in St. Louis, MO, holding Series 63 and Series 66 licenses and with 22 years of industry experience. He previously worked at Wells Fargo Advisors Financial Network LLC for 13 years prior to joining LPL Financial in 2022. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and brokerage services supported by research and model portfolios from both in-house and third-party sources.

College savings (529s, UTMA, etc.)
user avatar

Jeremy H

Series 65, Series 63

Saint Louis, MO

LPL Financial

Jeremy Harness is a financial advisor with LPL Financial based in Saint Louis, MO, holding Series 63 and Series 65 licenses and possessing seven years of industry experience. Prior to joining LPL Financial in 2025, he worked for Mass Mutual Investors Services and Mass Mutual Life Insurance Co for six years and SSM Health for four years. He serves as a for-profit board member of 1st Advantage Bank and works as an information technology consultant outside of his advisory role. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
user avatar

Amanda B

Series 63, Series 66

Saint Louis, MO

LPL Financial

Amanda Barcliff is a financial advisor with LPL Financial in Saint Louis, MO, holding Series 63 and Series 66 credentials and over 22 years of industry experience. She has worked with Vantage Credit Union, Alltru Credit Union, and 1st Financial Federal Credit Union since 2009, supporting their financial services alongside her role at LPL Financial. LPL Financial serves a wide range of clients including individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through its national network of investment adviser representatives. The firm offers financial planning, advisory programs, and retirement plan consulting supported by research and model portfolios, with services tailored to both discretionary and non-discretionary management.

College savings (529s, UTMA, etc.)
user avatar

Jason H

Series 66

Saint Louis, MO

LPL Financial

Jason Harness is a financial advisor with LPL Financial in Saint Louis, MO, holding a Series 66 designation and 23 years of industry experience. He previously worked for Mass Mutual Investors Services and MassMutual Life Insurance Co. from 2003 to 2025. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations nationwide through a large network of investment adviser representatives. The firm provides a range of advisory programs, financial planning, retirement plan consulting, and brokerage services, offering both discretionary and non-discretionary management supported by proprietary research and third-party subadvisors.

College savings (529s, UTMA, etc.)
user avatar

David B

Series 63, Series 66

St Louis, MO

LPL Financial

David Bryant is a financial advisor with LPL Financial in St. Louis, Missouri, holding Series 63 and Series 66 designations and bringing 30 years of industry experience. He has been with LPL Financial since 2013. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of advisory programs, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary management along with model portfolios and research from multiple sources.

College savings (529s, UTMA, etc.)
View complete list of advisors at this office
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")