Tallahassee, FL E Tennessee St Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
304 E Tennessee St
Tallahassee FL 32301
Advisors at this office
4
Advisors at this office
Susan K
Series 66
Tallahassee, FL
LPL Financial
Susan Kerr is a financial advisor with LPL Financial based in Tallahassee, FL. She holds a Series 66 designation and has 15 years of industry experience. Her prior roles include positions at Ameriprise, Wells Fargo Clearing, Mass Mutual Investors Services, and UBS Financial Services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of advisory and brokerage services, including financial planning and access to various model portfolios and third-party asset managers.
Benjamin W
Series 63, Series 65
Tallahassee, FL
LPL Financial
Benjamin Welter is a financial advisor with LPL Financial in Tallahassee, FL, holding Series 63 and Series 65 licenses and 20 years of industry experience. His prior work includes roles at Capital City Banc since 2010, INVEST Financial Corp from 2010 to 2018, and Hancock Whitney Investment Services Inc. from 2007 to 2009. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides a range of advisory and brokerage services through a broad network of investment adviser representatives to individuals, institutions, and retirement plan participants. The firm offers various financial planning and portfolio management solutions, utilizing both proprietary and third-party resources.
Gregory M
Series 66
Tallahassee, FL
LPL Financial
Gregory Mayes is a financial advisor with LPL Financial in Tallahassee, FL, holding a Series 66 designation and 20 years of industry experience. His work history includes roles at Capital City Bank, SunTrust Advisory Services, and Merrill, among others. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by extensive operational tools and a broad network of over 22,800 advisors.
Jon D
Series 63, Series 66
Tallahassee, FL
LPL Financial
Jon Dasher is a financial advisor with LPL Financial in Tallahassee, FL, holding Series 63 and Series 66 credentials and nine years of industry experience. His prior work includes roles at Capital City Bank, Capital City Trust Company, Morgan Keegan & Company, LLC, and Seminole Boosters Inc. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services delivered through a large network of investment adviser representatives, with access to model portfolios, third-party management, and institutional platforms.
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