Tampa, FL 4890 W Kennedy Blvd Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.
The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.
Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.
Based on LPL Financial
Location
4890 W Kennedy Blvd Ste 860
Tampa FL 33609
Advisors at this office
3
Advisors at this office
Tamara S
CFP®, Series 63
Tampa, FL
LPL Financial
Tamara Shumate Brown is a CFP® professional with 39 years of industry experience, currently serving at LPL Financial since 2007. She is based in Tampa, FL, and holds a Series 63 license. She participates as a member of the Tampa Bay Estate Planning Council. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual clients, retirement plans, financial institutions, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning services, and retirement plan consulting, utilizing model portfolios and research to support both discretionary and non-discretionary management.
Andrew T
Series 66
Tampa, FL
LPL Financial
Andrew Tran is a financial advisor at LPL Financial in Tampa, FL, holding a Series 66 designation with six years of industry experience. His prior roles include positions at Fidelity Investments, Steward Partners, Hoffman Private Wealth Group, Raymond James Financial Services, and Ameriprise Financial Services. Outside of his advisory work, Tran owns a nail salon business in Largo, Florida. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of financial planning and advisory programs, utilizing discretionary and non-discretionary management, model portfolios, and research from multiple sources.
Scott B
Series 66
Tampa, FL
LPL Financial
Scott Brown is a financial advisor with LPL Financial in Tampa, FL, holding a Series 66 designation and 17 years of industry experience. He has been with LPL Financial since 2009. Brown serves as a co-trustee for his mother’s trust and is also a notary public. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a wide range of clients, including individuals, retirement plans, banks, and charitable organizations. The firm offers financial planning, advisory programs, and retirement plan consulting through a national network of investment adviser representatives.
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