Topeka, KS Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
Topeka KS
Advisors at this office
4
Advisors at this office
Gregory F
Series 63
Topeka, KS
LPL Financial
Gregory Fagan is a financial advisor at LPL Financial with 36 years of industry experience. He has been with LPL Financial since 2005 and previously worked at FFP Advisory Services Inc for 12 years. Outside of financial advising, he owns and operates self-serve car wash facilities and is involved in farming. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions, supported by a large network of advisors and comprehensive operational tools.
Thomas M
Series 63, Series 65
Topeka, KS
LPL Financial
Thomas Miller is a financial advisor with LPL Financial based in Topeka, KS. He holds Series 63 and Series 65 licenses and has 38 years of industry experience, including prior roles at Lincoln Financial Securities Corporation and QA3 Financial LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a wide range of advisory and brokerage services through a broad network of investment adviser representatives, featuring diverse investment strategies and integrated technology tools.
Kendall C
Series 63, Series 66
Topeka, KS
LPL Financial
Kendall Curry is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 29 years of industry experience. Prior to joining LPL in 2023, he worked at Cambridge Investment Research Advisors and National Planning Corporation. He is also involved with DM Bruce Associates, a business entity he has maintained since 1997. LPL Financial is a national broker‑dealer and SEC‑registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of advisory and brokerage services, including financial planning, model portfolios, third‑party asset management, and institutional platforms, supported by advanced technology and extensive resources.
Christopher A
Series 63, Series 65
Topeka, KS
LPL Financial
Christopher Adams is a financial advisor at LPL Financial with 32 years of industry experience. He holds Series 63 and Series 65 licenses. His prior experience includes roles at Cambridge Investment Research Advisors, National Planning Corporation, Banc of America Investment Services, and Ameritas Investment Company. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a broad range of advisory and brokerage services, leveraging a large network of investment adviser representatives and a variety of investment platforms and strategies.
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