Tulsa, OK E 73 Street Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,817

Across 10,466 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

2250 E 73 Street Ste 650

Tulsa OK 74136

Advisors at this office

11

Advisors at this office

user avatar

Daran T

Series 66

Tulsa, OK

LPL Financial

Daran Tucker is a financial advisor with LPL Financial in Tulsa, OK, holding a Series 66 designation and eight years of industry experience. Prior to joining LPL Financial in 2018, he worked at Home Instead Senior Care and has owned A-Affordable Design since 2012. He is also involved in final expense insurance as part of his other business activities. LPL Financial is a national broker‑dealer and SEC‑registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, and institutional platforms, supported by a network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Jimmy M

Series 66

Tulsa, OK

LPL Financial

Jimmy Mc Bee is a financial advisor with LPL Financial in Tulsa, Oklahoma, holding a Series 66 designation and three years of industry experience. His prior work includes roles at Financial Planning Resources, International Insurance Brokers, and Murphy USA. In addition to his advisory work, he is a commissioned notary. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to third-party asset management, supported by a large network of advisors and extensive operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Anna S

Series 66

Tulsa, OK

LPL Financial

Anna Simon is a financial advisor with LPL Financial based in Tulsa, OK, holding a Series 66 designation and three years of industry experience. She has been with LPL Financial since 2022 and also manages a tax preparation and accounting business under Simon Finance LLC. Additionally, she has longstanding involvement with Outdoor LLC doing business as Mustang Manufacturing since 2004. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to model portfolios and third-party asset management, supported by technology and a broad non-advisory financial platform.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Parker S

Series 65

Tulsa, OK

LPL Financial

Parker Smith is a financial advisor at LPL Financial with five years of industry experience. He holds a Series 65 designation and has worked at LPL Financial since 2020, with a three-year tenure at Avantax Advisory Services in between. In addition to his advisory career, he is the principal of Parker R Smith Attorney at Law PC, a legal practice he has maintained since 2011. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services through a large network of representatives to individuals, retirement plans, banks, and institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting advisors with a range of strategic, tactical, and alternative investment options.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Gavin F

Series 66

Tulsa, OK

LPL Financial

Gavin Faucett is a financial advisor with LPL Financial based in Tulsa, OK. He holds a Series 66 designation and has one year of industry experience. Prior to joining LPL Financial, he worked for HD Supply for ten years. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm provides a range of financial planning and investment management solutions, utilizing both proprietary and third-party strategies, supported by advanced research and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Stacey R

Series 63, Series 65

Tulsa, OK

LPL Financial

Stacey Richards is a financial advisor with LPL Financial in Tulsa, Oklahoma, holding Series 63 and Series 65 licenses and having 10 years of industry experience. She has worked at LPL Financial since 2017 and also maintains a role with Financial Planning Resources. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services including financial planning, model portfolio programs, and institutional platforms, supported by extensive advisor tools and a broad suite of non-advisory financial products.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Todd L

Series 66

Tulsa, OK

LPL Financial

Todd Lance is a financial advisor with LPL Financial in Tulsa, OK, holding a Series 66 designation and 10 years of industry experience. He has worked previously at Edward Jones and International Bank of Commerce. Outside of finance, he operated a private piano studio for over a decade. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a wide range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by advanced tools and a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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James N

ChFC®, Series 63, Series 65

Tulsa, OK

LPL Financial

James Nichols is a financial advisor at LPL Financial in Tulsa, OK, with 57 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. Nichols has worked extensively with Financial Planning Resources, Inc. since 1980 and currently serves as its chairman. He is also an author of financial planning materials. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services including financial planning, model portfolio programs, and institutional platforms, supported by a large network of advisors and various operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Lee D

Series 66

Tulsa, OK

LPL Financial

Lee Dewey is a financial advisor with LPL Financial, holding a Series 66 designation and one year of industry experience. Prior to joining LPL Financial, he worked at Born Again Restored and Dewey Land Resources, LLC, and spent seven years at Unit Corporation. Outside of finance, he is involved in handyman work in Tulsa, OK. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a broad network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Phillip B

CFP®, Series 63, Series 66

Tulsa, OK

LPL Financial

Phillip Bell is a CFP® professional affiliated with LPL Financial, based in Tulsa, OK, with 23 years of experience in the financial industry. His work history includes positions at Financial Planning Resources and National Planning Corporation. Outside of his advisory role, he participates in church activities, helping to conduct business meetings and schedule events. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to various investment strategies, supported by extensive operational tools and a large network of more than 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Justin M

Series 66

Tulsa, OK

LPL Financial

Justin Moura is a Series 66 registered advisor with LPL Financial in Tulsa, OK, and has four years of industry experience. Prior to joining LPL Financial in 2022, he worked at Dorsey and Dorsey and has been affiliated with Northeastern State University since 2021. He also operated Fiesta Food Trucks for nine years. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plans, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management solutions delivered through a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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