Union City, TN 800 S First Street Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
800 S First Street
Union City TN 38261
Advisors at this office
6
Advisors at this office
Bradley H
Series 66
Union City, TN
LPL Financial
Bradley Harris is a financial advisor with LPL Financial, holding a Series 66 designation and two years of industry experience. He previously worked at Security Bank and Trust Company for seven years and Reelfoot Bank for six years. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, combining a broad range of advisory and non-advisory services supported by extensive operational tools.
Benjamin B
Series 66
Union City, TN
LPL Financial
Benjamin Beard is a financial advisor with LPL Financial in Union City, Tennessee. He holds a Series 66 designation and has four years of industry experience. Prior to his current role, he worked at ATA and held various positions at The University of Tennessee at Martin and Warner Law Firm PLLC. Outside of his advisory work, Beard is also a musician with First Baptist Church Martin. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services, including access to model portfolios, third-party asset managers, and institutional platforms.
Bentley B
Series 63
Union City, TN
LPL Financial
Bentley Beard is a financial advisor with LPL Financial in Union City, TN, holding a Series 63 designation and 36 years of industry experience. He has been with LPL Financial since 1998. Outside of his advisory work, Beard owns and operates Rock Springs Farm, a family farm raising and selling chickens, eggs, goats, and dogs, and is involved in a home-based travel agency business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives and various advisor-facing tools.
Audrey G
Series 66
Union City, TN
LPL Financial
Audrey Gregg is a financial advisor with LPL Financial, holding a Series 66 designation and four years of industry experience. She previously worked at Baird and Hilliard Lyons, among other firms. Gregg has also been involved with the University of Tennessee Foundation. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting advisors with a range of customizable strategies and advanced operational tools.
James H
Series 66
Union City, TN
LPL Financial
James Hardin is a financial advisor with LPL Financial, holding a Series 66 designation and 10 years of industry experience. He has been with LPL Financial since 2016. Outside of his advisory role, Hardin is a co-owner and co-manager of Vive, a wine and cocktail bar in Union City, Tennessee. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment programs supported by research tools and serves more than 22,800 advisors managing over $819 billion in discretionary assets.
Brock B
Series 66
Union City, TN
LPL Financial
Brock Brauer is a financial advisor at LPL Financial with six years of industry experience. He holds the Series 66 designation and has worked at LPL Financial since 2020. Prior to his advisory role, he gained experience in retail and university settings. Outside of his financial career, he serves as an itinerant preacher at Beulah Baptist Association in Union City, Tennessee. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives.
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