Victoria, TX N. Laurent Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,817

Across 10,468 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

1717 N. Laurent, Ste. 103

Victoria TX 77901

Advisors at this office

4

Advisors at this office

user avatar

John W

Series 63, Series 66

Victoria, TX

LPL Financial

John Wofford III is a financial advisor with LPL Financial in Victoria, TX, holding Series 63 and Series 66 designations and bringing 28 years of industry experience. He has been with LPL Financial since 2018 and previously worked at Cambridge Investment Research Advisors and James R. Henry, CLU, CHFC. Wofford is also involved with James R. Henry, CLU & Company, which provides fixed life, long-term care, and disability income insurance. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, with a broad network of over 22,800 advisors managing more than $819 billion in discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

James H

ChFC®, Series 63

Victoria, TX

LPL Financial

James Henry is a ChFC®-designated financial advisor with LPL Financial, based in Victoria, TX, and has 44 years of industry experience. He has been with LPL Financial since 2018 and previously worked at Cambridge Investment Research Advisors and James R. Henry CLU & Co., his own firm since 1974. Outside of his advisory work, he is involved in a fiduciary capacity with a revocable living trust. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services through a large network of investment adviser representatives, utilizing model portfolios, third-party subadvisors, and customized strategies supported by various operational and research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Jason H

Series 63, Series 66

Victoria, TX

LPL Financial

Jason Henry is a financial advisor with LPL Financial in Victoria, TX, holding Series 63 and Series 66 licenses and offering 26 years of industry experience. His work history includes roles with Cambridge Investment Research Advisors and Cambridge Investment Research, Inc., as well as a longstanding position at Poc Financial Group. He is involved with the Victoria Area Estate Planning Council, providing assistance and feedback in council meetings. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a wide range of advisory and brokerage services, including financial planning and access to model portfolios and third-party asset management, supported by an extensive network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Ilene G

Series 63, Series 66

Victoria, TX

LPL Financial

Ilene Gohmert is a financial advisor at LPL Financial with 25 years of industry experience. She holds Series 63 and Series 66 designations and has worked at LPL Financial since 2018. Prior to that, she spent seven years at Cambridge Investment Research and has been self-employed as a CPA since 1990. She also serves as a trustee for a family trust and operates a tax preparation and accounting business. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions supported by technology and a large network of advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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