Westlake Village, CA 2829 Townsgate Rd Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMTotal client AUM
$784,160,312,190
ClientsTotal clients
1,962,908
AdvisorsAdvisors at this office
3
Of 22,716 advisors across 10,432 offices
Location
2829 Townsgate Rd Suite 100
Westlake Village CA 91361
Advisors at this office
3
Advisors at this office
Chris D
Series 63
Westlake Village, CA
LPL Financial
Chris Dumford is a financial advisor with LPL Financial, holding a Series 63 designation and 37 years of industry experience. He has been with LPL Financial, formerly Linsco/Private Ledger Corp., since 1993. Outside of his advisory role, he is involved in health benefit insurance sales through Horizon Wealth Management. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations nationwide. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, and provides research-backed model portfolios and other investment solutions.
Nicholas A
Series 63, Series 65
Westlake Village, CA
LPL Financial
Nicholas Amodio is a financial advisor at LPL Financial with 15 years of industry experience. He holds the Series 63 and Series 65 designations and has worked at Charles Schwab and Thompson Class prior to joining LPL Financial. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting, with both discretionary and non-discretionary management solutions supported by various model portfolios and research.
Jeffrey C
Series 66
Westlake Village, CA
LPL Financial
Jeffrey Carter is a financial advisor with LPL Financial, holding a Series 66 designation and 18 years of industry experience. Prior to joining LPL Financial in 2025, he worked at B. Riley Wealth Advisors and B. Riley Wealth Management from 2023 to 2025, and spent seven years with Bank of America and Merrill from 2016 to 2023. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations. The firm offers a range of advisory and brokerage services, including financial planning, retirement plan consulting, and diversified investment programs supported by in-house and third-party research.
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