Wichita, KS 8415 E 21st St N Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,842

Across 10,470 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

8415 E 21st St N, Ste 210

Wichita KS 67206

Advisors at this office

6

Advisors at this office

user avatar

Nolan P

Series 63, Series 66

Wichita, KS

LPL Financial

Nolan Pauly is a financial advisor with LPL Financial in Wichita, KS, holding Series 63 and Series 66 licenses and 18 years of industry experience. Prior to joining LPL Financial in 2021, he worked at Pauly Resources Inc and Christina Cobb, as well as various roles in insurance and financial services dating back to 2009. Outside of advisory work, he is the sole member of Pauly Resources Inc, a non-investment-related LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services, employing both proprietary and third-party strategies with a focus on scale and breadth in advisory and non-advisory financial activities.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Karen C

Series 66

Wichita, KS

LPL Financial

Karen Conover is a financial advisor at LPL Financial with nine years of industry experience. She previously worked at Wells Fargo Advisors from 2014 to 2021. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to various investment strategies, supported by technology tools for research and operations.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Christina C

Series 63, Series 65

Wichita, KS

LPL Financial

Christina Cobb is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. Her career includes roles at Waddell & Reed, various insurance carriers, and leadership of Cobb Resources, Inc. She has also been involved with Naifa Wichita and Resource Conservation & Development. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services through a large network of investment adviser representatives, utilizing model portfolios, third-party subadvisors, and customized strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Anthony F

Series 66

Wichita, KS

LPL Financial

Anthony Flax is a Series 66-registered advisor with LPL Financial, based in Wichita, KS, and has 18 years of industry experience. Prior to joining LPL Financial in 2021, he held roles at Flax Holdings Inc, Prairie Travelers, Inc., and Waddell & Reed, Inc. He is also the owner of Flax Holdings, Inc., a non-investment related business. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm provides a range of investment solutions including financial planning, model portfolios, and institutional platforms, supporting advisors with technology and research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Simon W

Series 66

Wichita, KS

LPL Financial

Simon White is a financial advisor at LPL Financial in Wichita, KS, holding a Series 66 credential. He has recently entered the industry and has worked at Connect Wealth Advisors and First National Bank of Hutchinson, among other roles. Outside of finance, his background includes experience with the International Brotherhood of Electrical Workers and various local businesses. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, utilizing model portfolios, third-party subadvisors, and customized strategies, supported by advanced operational tools and a broad platform of financial and credit services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Timothy S

Series 63, Series 65

Wichita, KS

LPL Financial

Timothy Siefer is a financial advisor with LPL Financial in Wichita, KS, holding Series 63 and Series 65 licenses and 13 years of industry experience. His previous roles include positions at Siefer & Kelly Management LLC and Waddell & Reed Inc. He also has experience working in athletics administration with PARK & RECREATION- ATHLETICS (CRUSADERS). LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions using proprietary research, third-party subadvisors, and various advisor-facing tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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