West Hartford, CT Office
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LRI Investments
Team
Firm-wide stats for LRI Investments
About
LRI Investments, LLC provides financial planning, fee-based investment management, and retirement-plan consulting to individuals, high-net-worth clients, businesses, financial institutions, and certain state and municipal government entities. A team of 25 investment professionals manages approximately $2.78 billion across client accounts and offers both discretionary and non‑discretionary services.
Portfolios are built around customized asset-allocation objectives that range from income with capital preservation to aggressive growth and generally emphasize mutual funds, ETFs and exchange‑traded equities with a long‑term orientation and regular (at least quarterly) reviews. The firm also manages held‑away retirement accounts using an order management link (Pontera) to implement portfolio adjustments and provides ongoing ERISA‑fiduciary retirement plan services, participant education, and enrollment support.
Noteworthy aspects include that LRI sponsors and serves as the portfolio manager for its own wrap‑fee program, consolidating trading and advisory services into a single program structure, and that it accepts state and municipal government clients—a comparatively uncommon client type for firms in its peer group. The firm discloses limited custody exposure in specific trustee arrangements and maintains registered‑representative and insurance affiliations, which are identified in the brochure as potential conflicts of interest.
Based on LRI Investments
Expertise
Based on LRI Investments
Demographic focus
Based on LRI Investments
Location
29 South Main Street, Suite 311
West Hartford CT 06107
Advisors at this office
3
Advisors at this office
Carl P
ChFC®, Series 63
West Hartford, CT
LRI Investments
Carl Peterson is a financial advisor at LRI Investments with 38 years of industry experience. He holds the ChFC® designation and Series 63 license. His prior experience includes long tenures at Lindberg & Ripple and M HOLDINGS SECURITIES, Inc. He serves on the Board of Trustees for The Bushnell Performing Arts Center in Hartford, CT. LRI Investments, LLC provides financial planning, fee-based investment management, and retirement-plan consulting to individuals, high-net-worth clients, businesses, financial institutions, and certain state and municipal government entities. The firm’s team of 25 manages approximately $2.78 billion across client accounts with portfolios customized to asset-allocation objectives, generally emphasizing mutual funds, ETFs, and exchange-traded equities with a long-term approach and regular reviews.
Eric K
Series 63, Series 65
West Hartford, CT
LRI Investments
Eric Kaleta is a financial advisor with LRI Investments who holds Series 63 and Series 65 credentials and has 26 years of industry experience. His prior work includes roles at VP Distributors LLC and Virtus Investment Partners, where he worked for 13 years each. LRI Investments, LLC provides financial planning, fee-based investment management, and retirement-plan consulting to individuals, high-net-worth clients, businesses, financial institutions, and certain state and municipal government entities. The firm manages approximately $2.78 billion through a team of 25 professionals, focusing on customized asset allocation with a long-term orientation and offers both discretionary and non-discretionary services.
Dawn L
Series 66
West Hartford, CT
LRI Investments
Dawn Lazarus is a financial advisor at LRI Investments with eight years of industry experience. She holds a Series 66 designation and has previously worked at M Holdings Securities, Bank of America, and Merrill. Outside of her advisory role, Lazarus serves on the boards of Junior Achievement of Southwest New England, YWCA Hartford Region, and Charitable Gift Planners of Connecticut, including chairing the latter. LRI Investments is a team-based firm with 25 professionals managing approximately $2.78 billion. The firm provides financial planning, fee-based investment management, and retirement-plan consulting to individuals, high-net-worth clients, businesses, financial institutions, and certain government entities, offering customized portfolios with a long-term focus and quarterly reviews.
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