Lucey Investment Management, LLC

Lucey Investment Management provides investment supervisory services and financial planning primarily for individual clients, covering a mix of non‑high‑net‑worth and high‑net‑worth households, and also accepts pension and profit‑sharing plan clients. The firm delivers both discretionary and non‑discretionary portfolio management across mutual funds, exchange‑traded funds, investment company securities, and separately managed accounts on a fee‑only, assets‑under‑management basis.

Investment decisions are driven mainly by fundamental analysis of financial statements and valuation metrics, supplemented by charting, technical, and cyclical analysis to shape asset allocation and security selection. The firm may invest in foreign issues and, with client consultation and custodian approval, employs options strategies—ranging from conservative covered‑call writing to more speculative option positions—as part of portfolio implementation.

Compared with many peers, Lucey’s use of options/derivative strategies within separately managed accounts and its acceptance of pension or profit‑sharing plan clients are relatively uncommon features. The firm also tailors review frequency and account restrictions to client preferences and has indicated a willingness to adapt its service model (for example, potential future participation in wrap programs) as assets grow.