Lucien Stirling & Gray Advisory Group Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$143,625,555
Clients
146
Advisors
3
across 2 offices
About
Lucien, Stirling & Gray Advisory Group provides investment advisory services to individuals (including high-net-worth clients), corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. Services include ongoing asset management through supervisory and non‑supervisory accounts, model‑based portfolio management, and one‑time or hourly consultations and other advisory engagements.
The firm’s investment approach centers on mutual‑fund‑based asset allocation models maintained by an Investment Policy Committee and a preference for intermediate‑ to long‑term, buy‑and‑hold strategies; clients may elect discretionary authority to keep accounts aligned with those models. LSG also emphasizes selecting the least expensive mutual fund share class available to each client and performs periodic reviews to determine whether lower‑cost share classes are appropriate.
Compared with many peers, the brochure discloses affinity relationships with Fidelity and American Funds that provide software and discounted tools and that the firm views as an incentive when recommending dealers. The firm also discloses use of advertising testimonials (an uncommon practice among similar firms), maintains a relatively high stated new‑account minimum ($500,000) while allowing lower minimums for model elections, and notes operational choices such as not aggregating client orders and not voting client proxies.
Client services
Expertise
Fee options
Fixed fees available by quotation for non-asset management services
$0 - $999,999: 1.5% annually $1,000,000 - $1,999,999: 1.25% annually $2,000,000 - $4,999,999: 1.00% annually $5,000,000 - $7,999,999: 0.80% annually $8,000,000 - $11,999,999: 0.60% annually $12,000,000 - $14,999,999: 0.50% annually $15,000,000+: 0.40% annually
$350.00 per hour
Account minimum: $500,000 Fee-only: Consultations billed at $350 per hour
Main office
See office7800 N. Mopac Expy, Suite 340
Austin TX 78759
Advisors at this office
2
Offices (2)
Most active in
New Hampshire · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Mark W
CFP®, ChFC®, Series 63, Series 65
Austin, TX
Lucien Stirling & Gray Advisory Group Inc
Mark Ward is a CFP® and ChFC® with 25 years of industry experience, currently serving at Lucien, Stirling & Gray Advisory Group Inc since 2002. He previously worked at Lucien, Stirling & Gray Financial Corporation from 1999 to 2017. Outside of his advisory role, he is the owner and president of A-WARD ASSETS, LLC, a business involved in managing residential real estate properties. Lucien, Stirling & Gray Advisory Group provides investment advisory services to individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm employs mutual-fund-based asset allocation models with a buy-and-hold strategy and manages approximately $130.9 million in client assets.
Christopher V
Series 63, Series 65
Austin, TX
Lucien Stirling & Gray Advisory Group Inc
Christopher Vasquez is a financial advisor with Lucien Stirling & Gray Advisory Group Inc in Austin, TX. He holds Series 63 and Series 65 designations and has 14 years of industry experience. Vasquez has been with Lucien Stirling & Gray Advisory Group since 2014, including prior service at Lucien Stirling & Gray Financial Corporation. Lucien Stirling & Gray Advisory Group provides investment advisory services to individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm emphasizes mutual-fund-based asset allocation models with an intermediate- to long-term buy-and-hold approach, offering clients discretionary options to maintain alignment with these models while focusing on minimizing mutual fund share class costs.
Thomas T
Series 63, Series 65
Austin, TX
Lucien Stirling & Gray Advisory Group Inc
Thomas Twombly is a financial advisor at Lucien Stirling & Gray Advisory Group Inc in Austin, TX, holding Series 63 and Series 65 credentials with 42 years of industry experience. He has worked at Lucien, Stirling & Gray Advisory Group since 1993 and was previously with Lucien, Stirling & Gray Financial Corporation for 24 years. Lucien, Stirling & Gray Advisory Group provides investment advisory services to individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm focuses on mutual-fund-based asset allocation models and intermediate- to long-term buy-and-hold strategies, emphasizing cost efficiency and periodic reviews of mutual fund share classes.
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