A complete list of active advisors currently associated with Luma Financial

Warmer can help you find a great advisor at Luma Financial or one who fits your needs even better.

The firm is a small independent registered investment adviser that provides discretionary investment management to a very small client base (eight clients) and manages roughly $5.23 million in client assets. Services are tailored to individual investment objectives and risk tolerances and the firm generally focuses its advice on equity securities, with a stated $100,000 account minimum for its investment management service. Investment decisions are driven primarily by fundamental securities analysis and a blend of micro- and macro-economic considerations, with a buy-and-hold orientation; the firm also may recommend fixed income, precious metals, or commodity exposures for diversification. Portfolios are managed on a discretionary basis, account reviews are performed at least quarterly, and the firm uses block trades when appropriate to implement portfolios. Notable distinctions include that the sole principal and compliance officer also operates an affiliated media production business and discloses spending about 60 hours per month on that outside activity, and there is no internal supervisor over the principal beyond the firm’s Code of Ethics. The combination of a very small client roster, concentrated ownership/management, and a narrow equity-focused advisory mandate sets the firm apart from many peers of similar registration type.

To learn more about the advisors currently working at Luma Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.