A complete list of active advisors currently associated with Lumina Wealth Management, LLC

Warmer can help you find a great advisor at Lumina Wealth Management, LLC or one who fits your needs even better.

Lumina Wealth Management is an SEC-registered advisory firm that manages roughly $240 million in client assets and serves individuals as well as institutional clients including pension and profit‑sharing plans, corporations, trusts, estates and charitable or non‑profit organizations. The firm provides limited financial planning, discretionary and non‑discretionary portfolio management, general consulting, retirement plan advisory and outsourced CIO services. At the start of each relationship Lumina develops a Financial Profile and an Investment Plan and implements those plans through in‑house management or by engaging Separate Account Managers, often via a Schwab Managed Account wrap program. Portfolios are constructed using mutual funds, ETFs, individual debt and equity securities, options and, where appropriate, alternative vehicles such as hedge funds and private placements, with manager selection based on style, performance, fee structure and related factors. Noteworthy features for a firm of this size include reporting advisory work for insurance company clients and the documented use of derivative instruments (options) within separately managed accounts, both of which are less common among peers. The firm also discloses that certain staff are licensed insurance agents and that it provides ERISA fiduciary consulting and discretionary §3(38) plan management and outsourced CIO services for charitable and non‑profit organizations, with policies intended to address related conflicts of interest.

To learn more about the advisors currently working at Lumina Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.