Luna Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$113,880,974
Clients
212
Advisors
2
across 2 offices
About
Luna Capital Management serves individual and high‑net‑worth clients, offering discretionary and non‑discretionary portfolio management alongside financial planning and pension/401(k) consulting. The firm provides estate‑planning coordination and standalone planning engagements that clients may choose to implement themselves or have the firm manage on an ongoing basis.
LCM tailors investment advice to each client’s objectives, time horizon, and risk tolerance, employing asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term trading as appropriate. The firm may incorporate options and other derivative strategies into managed accounts with client consent, and it emphasizes ongoing suitability reviews and the tax implications of its strategies.
Noteworthy aspects include that the firm’s principal is also a licensed insurance agent who may offer commissionable insurance products (the firm discloses this activity and its potential conflict), and the firm participates in a clearing/custody program that provides research and other benefits from its custodians. LCM recently moved to SEC registration after surpassing $100 million in AUM, operates with a small advisory team, and discloses the use of service providers that employ artificial intelligence/machine‑learning along with related due‑diligence safeguards.
Client services
Expertise
Fee options
$750 - $2,500 per project for longer term financial planning consulting
Under $100,000 - $100,000: 2.00% annually $100,001 - $500,000: 1.75% annually $500,001 - $1,000,000: 1.50% annually $1,000,001+: 1.00% annually
$500 - $1,000 per hour, negotiated based on services provided
Main office
See office1799 Bayshore Highway, Suite 128 A
Burlingame CA 94010
Advisors at this office
1
Offices (2)
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
David N
Series 63
Chester, CA
Luna Capital Management, LLC
David Nissim is a financial advisor at Luna Capital Management, LLC with 46 years of industry experience. He holds a Series 63 designation and has previously worked at Wells Fargo Advisors and Wells Fargo Securities, among other roles. Luna Capital Management serves individual and high-net-worth clients, providing discretionary and non-discretionary portfolio management, financial planning, and pension/401(k) consulting. The firm customizes investment advice based on client objectives and risk tolerance, utilizing strategies including asset allocation, technical analysis, and derivatives with client consent.
Ronan G
Series 63, Series 65
Burlingame, CA
Luna Capital Management, LLC
Ronan Gaudario is a financial advisor with Luna Capital Management, LLC in Burlingame, CA, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has worked at Luna Capital since 2017 and was previously with VOYA Financial Advisors. Outside of advising, he is a licensed real estate agent and an independent insurance agent. Luna Capital Management serves individual and high-net-worth clients with portfolio management, financial planning, and pension consulting. The firm customizes investment strategies based on client objectives and risk tolerance, utilizing techniques such as asset allocation and options strategies, while also providing estate-planning coordination and ongoing suitability reviews.
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