Luna Capital Management, LLC logo

Luna Capital Management, LLC

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Client assets under management

$68,350,576

Clients

130

23% high-net-worth

Advisors

2

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

65

High

Average account size

$525,774

About

The firm serves individuals and high‑net‑worth clients and offers discretionary and non‑discretionary portfolio management, financial planning, estate‑planning coordination, and pension/401(k) consulting. Services are implemented and monitored on an ongoing basis and are typically billed as a percentage of assets under management.

The firm’s investment process is tailored to each client’s objectives, time horizon, and risk tolerance and may incorporate asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term purchases. The brochure also discloses that option strategies (derivatives) may be used in client accounts with client consent and that such strategies carry distinct tax and risk considerations.

Distinctive features disclosed in the brochure include that the firm’s principal holds active insurance and real‑estate licenses and may offer commissionable insurance and real‑estate products, a relationship the firm identifies as a potential conflict of interest and seeks to mitigate. The firm operates with a small-team structure in which the principal performs account reviews and relies on custodial relationships with major broker‑dealers that provide research and operational benefits.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Annuities Retirement plans for business owners (SEP, solo 401k)

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Fee options

Fixed

Fixed fees ranging from $750 to $2,500 for longer-term consulting projects

Percentage

Under $100,000 - $100,000: 2.00% annually $100,001 - $500,000: 1.75% annually $500,001 - $1,000,000: 1.50% annually $1,000,001+: 1.00% annually

Project-based

$500 to $1,000 per hour depending on services provided and negotiated

Other

Fee-only: Financial planning fees: hourly rates from $500 to $1,000 per hour; fixed fees from $750 to $2,500 per project

Main office location

Luna Capital Management, LLC

1799 Bayshore Highway, Suite 128 A

Burlingame CA 94010, United States

Number of offices

1

Most active in

California · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

David N

Series 63

Chester, CA

Luna Capital Management, LLC

David Nissim is a financial advisor with Powering Your Retirement in Chester, CA. He holds a Series 63 designation and has 45 years of industry experience. His prior roles include positions at Wells Fargo Advisors and Wells Fargo Securities, as well as co-founding Nissim & Gavidia Wealth Management & Financial Planning, LLC. Powering Your Retirement provides discretionary portfolio management and financial planning services to individuals and high-net-worth clients, focusing on tailored investment strategies based on clients’ goals, risk tolerance, and time horizon. The firm employs various analytical methods and trading strategies, and also offers tax preparation services and insurance product recommendations.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Ronan G

Series 63, Series 65

Burlingame, CA

Luna Capital Management, LLC

Ronan Gaudario is a financial advisor at Luna Capital Management, LLC with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has worked in financial advisory roles since 2014, including prior experience at VOYA Financial Advisors. Outside of his advisory work, he is a licensed real estate agent and an independent insurance agent. Luna Capital Management serves individual and high-net-worth clients, providing portfolio management, financial planning, and pension/401(k) consulting through discretionary and non-discretionary managed accounts. The firm emphasizes asset allocation tailored to clients’ objectives and risk tolerance, employing strategies such as dollar-cost averaging, technical analysis, and option strategies with client consent.

Annuities Retirement plans for business owners (SEP, solo 401k)
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