LW Pacific Investments LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides customized investment advisory services to individual investors, including high‑net‑worth clients and business owners, and generally requires a minimum account size to establish a relationship. Services include portfolio construction, implementation, and ongoing supervision across ETFs, mutual funds, equities, debt securities and REITs.
Investment decisions are driven by fundamental analysis and a tactical asset‑management approach that can include long‑ and short‑term trading, concentrated portfolios, and options strategies (including spreads and uncovered positions), with the potential use of margin and cash hedges. The firm monitors accounts continuously and conducts formal reviews at least annually to align portfolios with client objectives and risk tolerances.
Notably, the firm offers a performance‑based fee option for qualified clients that uses a calendar‑year high‑water‑mark mechanism while relying on an institutional custodian relationship (Interactive Brokers) that calculates and deducts advisory fees. The principal holds an advanced degree in financial economics and applied statistics and discloses an ongoing outside consulting engagement with a private manufacturing company, a material non‑investment activity the brochure highlights.
Client services
Expertise
Occupation focus
Fee options
1.00% annually
10% of gains for Qualified Clients with $1,000,000+ AUM or $2,000,000 net worth
Account minimum: $200,000
Main office
Santa Ana CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")