Lyon Capital Strategies

The firm manages approximately $7 million across about 67 clients and provides investment advisory and financial planning services to individuals, participants in employer‑sponsored retirement plans, business organizations, trusts, and some institutional clients. Typical services described include risk profiling, asset allocation, security selection, portfolio management, and periodic account reviews.

The firm’s investment process emphasizes fundamental analysis and valuation, incorporating macro‑economic assessment, tactical allocation signals and security selection, with a preference for mutual funds, ETFs and ETNs tailored to each client’s risk tolerance. Uncommonly for its peer group, the firm manages client assets primarily on a non‑discretionary basis—making recommendations that require client approval—and delivers semiannual reviews and asset‑allocation reporting.

By common ownership the adviser is affiliated with an accounting and tax services entity and its principals hold CPA and Personal Financial Specialist credentials, which the brochure notes supports integration of tax and accounting considerations while maintaining separate services between affiliates. The firm also requires use of a single custodian (TradePMR), does not aggregate trade orders, and accepts institutional clients—operational practices and client focus that differ from many independent advisory firms.