Lyon Capital Strategies
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,865,000
Clients
69
0% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
69
Very HighAverage account size
$99,493
About
Lyon Capital Strategies provides investment advice and financial planning to individuals, participants in employer‑sponsored retirement plans, corporations, business organizations and trusts, offering risk‑profile assessment, asset allocation and security selection. The brochure reports the firm managed approximately $5,000,000 in client assets as of January 1, 2024.
The firm’s investment process emphasizes fundamental analysis and valuation, combining macro‑economic analysis, valuation metrics, tactical allocation and security selection to build portfolios using mutual funds, ETFs, ETNs and similar marketable securities tailored to each client’s risk tolerance. Lyon Capital Strategies conducts periodic (typically semi‑annual) reviews and generally recommends trades for client approval rather than exercising discretionary trading authority.
The firm is co‑owned by two CPAs and is affiliated with Lyon Financial Services Group, Inc., which provides tax and accounting services and is disclosed as a significant portion of the president’s time and income. Lyon Capital Strategies manages accounts on a non‑discretionary basis, requires clients to custody assets with TradePMR, does not aggregate trades across accounts, and its client mix as described in the brochure is centered on individuals and plan participants rather than high‑net‑worth clientele.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Passive / index investing
Fee options
$0 - $200,000: 0.75% $200,001 - $500,000: 0.375% $500,001+: 0.25%
Financial planning services at $150 per hour.
Fee-only: Financial planning at $150 per hour billed monthly; investment advisory fees billed quarterly in advance based on tiered AUM rates.
Main office location
Lyon Capital Strategies
Akron OH, United States
Number of offices
1
Most active in
Lyon Capital Strategies has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")