Lyons Asset Management

The firm provides discretionary portfolio management, portfolio review and guidance, retirement plan asset review, and general financial planning primarily for individual clients through taxable accounts, IRAs, and personal trusts. A smaller portion of managed assets are held for entities such as retirement plans, estates, trusts, corporations, and charitable organizations.

Accounts are managed individually based on client goals and risk tolerances, with a buy-and-hold orientation and investments in publicly traded stocks, bonds, mutual funds and ADRs; clients may impose reasonable restrictions on securities or sectors. The advisor regularly monitors holdings, delivers trade confirmations and periodic account statements, and encourages clients to review their accounts at least annually.

The firm is organized as a sole proprietorship led by the owner and chief compliance officer and is licensed to discuss and occasionally sell life and health insurance products, disclosing any commission compensation and reporting that insurance sales represent less than five percent of advisor time. It also offers socially responsible and sustainable investing options, does not charge performance-based fees, and reports no soft-dollar arrangements or broker-dealer compensation.