Lyons Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management, portfolio review and guidance, retirement plan asset review, and general financial planning primarily for individual clients through taxable accounts, IRAs, and personal trusts. A smaller portion of managed assets are held for entities such as retirement plans, estates, trusts, corporations, and charitable organizations.
Accounts are managed individually based on client goals and risk tolerances, with a buy-and-hold orientation and investments in publicly traded stocks, bonds, mutual funds and ADRs; clients may impose reasonable restrictions on securities or sectors. The advisor regularly monitors holdings, delivers trade confirmations and periodic account statements, and encourages clients to review their accounts at least annually.
The firm is organized as a sole proprietorship led by the owner and chief compliance officer and is licensed to discuss and occasionally sell life and health insurance products, disclosing any commission compensation and reporting that insurance sales represent less than five percent of advisor time. It also offers socially responsible and sustainable investing options, does not charge performance-based fees, and reports no soft-dollar arrangements or broker-dealer compensation.
Client services
Expertise
Fee options
$0 - $250,000: 2% $250,001 - $500,000: 1.5% $500,001 - $1,000,000: 1.25% $1,000,001+: 1%
$250/hour for consultation services
Fee-only: Consultation services at $250/hour; may charge retainer fee up to $500
Main office
Stonington CT
Advisors at this office
2
Most active in
Connecticut · Georgia
Also doing business as
Lyons Asset Management · Lyons, Joshua Charles
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Charles L
Series 65
Stonington, CT
Lyons Asset Management
Charles Lacour III is a Series 65-licensed advisor at Lyons Asset Management with 22 years of industry experience. He has served as captain of a ferry at Plum Island Marine since 1998. Lyons Asset Management provides discretionary portfolio management, retirement plan asset review, and financial planning primarily for individual clients, managing accounts based on client goals with a buy-and-hold investment approach in publicly traded securities.
Joshua L
Series 63
Stonington, CT
Lyons Asset Management
Joshua Lyons is the principal of Lyons Asset Management in Stonington, CT, holding a Series 63 designation with five years of industry experience. He has operated under the Lyons Asset Management name since 1994. Lyons Asset Management provides discretionary portfolio management, financial planning, and retirement plan asset reviews primarily for individual clients. The firm manages accounts based on client goals and risk tolerance, using a buy-and-hold strategy with publicly traded stocks, bonds, mutual funds, and ADRs, and also offers socially responsible and sustainable investing options.
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