A complete list of active advisors currently associated with M.A. Global Investment Advisor, LLC

Warmer can help you find a great advisor at M.A. Global Investment Advisor, LLC or one who fits your needs even better.

M.A. Global Investment Advisor, LLC provides investment advice to individuals and business entities, offering non-discretionary asset management and referrals to third‑party managers. The firm also conducts educational seminars and workshops and its advisory services are supplemented by an affiliated insurance business through which the firm offers insurance products. Investment recommendations are tailored to each client’s goals, time horizon, and risk tolerance, with MAG using fundamental and technical analysis and obtaining client approval before executing transactions. When appropriate, MAG may recommend and monitor third‑party managers (the brochure references an ongoing relationship with Gradient Investments) and acts as the client liaison for those arrangements while receiving referral fees. What is noteworthy about the firm is the principal’s significant outside insurance practice (approximately half of his time) and the firm’s receipt of solicitor/referral fees and other incentives from a third‑party manager, all of which the brochure identifies as potential conflicts mitigated by disclosure. The firm’s disclosure section also documents past regulatory matters (a FINRA final order imposing a fine and suspension and an arbitration claim), which the brochure states have been resolved.

To learn more about the advisors currently working at M.A. Global Investment Advisor, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.