Knoxville, TN Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
M HOLDINGS SECURITIES, Inc.
Multi-team
Firm-wide stats for M HOLDINGS SECURITIES, Inc.
About
M Holdings Securities, Inc. serves individuals (including high‑net‑worth clients), retirement plans, charitable organizations, corporations, and other business entities through a nationwide network of independent Member Firms and Financial Professionals. The firm offers a broad mix of advisory and brokerage services described in its brochure, including discretionary and non‑discretionary investment management (wrap programs such as WealthPursuit and the M Wealth MPP wrap), retirement plan consulting, financial planning, insurance advisory for VA/VUL and PPI products, and sub‑advisory/TPAM arrangements.
M Holdings collects client information (assets, risk tolerance, time horizon, tax considerations) to make suitability‑based recommendations and generally provides ongoing monitoring and at least annual reviews; advisory authority may be discretionary in many of its programs. Investment management is delivered both by Financial Professionals acting as portfolio managers and by selecting and overseeing third‑party sub‑advisors and model portfolios (including affiliated sub‑advisor M Wealth), and the firm uses platform providers (for example Envestnet) and custodial arrangements to support trading, reporting, and fee billing.
The firm’s brochure highlights several features that distinguish it from many peers: it operates as both an SEC‑registered investment adviser and a FINRA‑member broker‑dealer (including acting as distributor for affiliated M Funds and as an introducing broker‑dealer), it participates in co‑advisory and promoter/solicitor relationships with other RIAs, and it provides period account updates and access to publications and practice‑management materials for Financial Professionals. The brochure also discloses the resulting conflicts of interest from revenue‑sharing, promoter fees, and proprietary affiliations, and it discloses prior SEC and FINRA regulatory matters.
Based on M HOLDINGS SECURITIES, Inc.
Location
9700 Westland Dr., Suite 103
Knoxville TN 37922
Advisors at this office
3
Advisors at this office
Gabriel W
Series 66
Knoxville, TN
M HOLDINGS SECURITIES, Inc.
Gabriel Wayne is a financial advisor with M HOLDINGS SECURITIES, Inc., holding a Series 66 designation and three years of industry experience. He has previously worked at ORNL Federal Credit Union for nine years and is currently involved with The Benefits Group LLC. In addition to his advisory role, he is active in administrative support through Wealth Benefits Group, LLC. M HOLDINGS SECURITIES, Inc. serves a diverse client base including individuals, retirement plans, and businesses through a nationwide network of independent firms. The firm offers a range of advisory and brokerage services, combining discretionary investment management with retirement plan consulting and financial planning.
Scott W
Series 63, Series 65
Knoxville, TN
M HOLDINGS SECURITIES, Inc.
Scott Wayne is a financial advisor with M Holdings Securities, Inc. based in Knoxville, TN, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has worked previously at MML Investors Services, Inc. and MassMutual for 18 years and is currently a senior partner at The Benefits Group LLC. Wayne is also involved in insurance sales, covering life, property/casualty, and health insurance products. M Holdings Securities, Inc. serves a diverse client base, including high-net-worth individuals, retirement plans, and corporations, through a nationwide network of independent member firms. The firm offers a wide range of advisory and brokerage services, including discretionary investment management, retirement plan consulting, and insurance advisory, supported by third-party sub-advisors and platform providers.
Travis M
Series 66
Knoxville, TN
M HOLDINGS SECURITIES, Inc.
Travis Mc Curry is a financial advisor with M HOLDINGS SECURITIES, Inc. in Knoxville, TN, holding a Series 66 designation and 17 years of industry experience. He has worked previously with MML Investor Services and MassMutual Life Insurance Company. Outside of his advisory role, Mc Curry is involved in managing several real estate holdings and rental properties. M HOLDINGS SECURITIES, Inc. serves a diverse client base including individuals, retirement plans, charitable organizations, and corporations through a nationwide network of independent firms and financial professionals. The firm offers a range of advisory and brokerage services with an emphasis on suitability-based recommendations and ongoing portfolio monitoring.
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