Madison, NJ Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
M HOLDINGS SECURITIES, Inc.
Multi-team
Firm-wide stats for M HOLDINGS SECURITIES, Inc.
About
M Holdings Securities, Inc. serves individuals (including high‑net‑worth clients), retirement plans, charitable organizations, corporations, and other business entities through a nationwide network of independent Member Firms and Financial Professionals. The firm offers a broad mix of advisory and brokerage services described in its brochure, including discretionary and non‑discretionary investment management (wrap programs such as WealthPursuit and the M Wealth MPP wrap), retirement plan consulting, financial planning, insurance advisory for VA/VUL and PPI products, and sub‑advisory/TPAM arrangements.
M Holdings collects client information (assets, risk tolerance, time horizon, tax considerations) to make suitability‑based recommendations and generally provides ongoing monitoring and at least annual reviews; advisory authority may be discretionary in many of its programs. Investment management is delivered both by Financial Professionals acting as portfolio managers and by selecting and overseeing third‑party sub‑advisors and model portfolios (including affiliated sub‑advisor M Wealth), and the firm uses platform providers (for example Envestnet) and custodial arrangements to support trading, reporting, and fee billing.
The firm’s brochure highlights several features that distinguish it from many peers: it operates as both an SEC‑registered investment adviser and a FINRA‑member broker‑dealer (including acting as distributor for affiliated M Funds and as an introducing broker‑dealer), it participates in co‑advisory and promoter/solicitor relationships with other RIAs, and it provides period account updates and access to publications and practice‑management materials for Financial Professionals. The brochure also discloses the resulting conflicts of interest from revenue‑sharing, promoter fees, and proprietary affiliations, and it discloses prior SEC and FINRA regulatory matters.
Based on M HOLDINGS SECURITIES, Inc.
Location
266 Main Street
Madison NJ 07940
Advisors at this office
3
Advisors at this office
Michael D
Series 63, Series 65
Madison, NJ
M HOLDINGS SECURITIES, Inc.
Michael Depasquale is a financial advisor with M Holdings Securities, Inc. He holds Series 63 and Series 65 designations and has 35 years of industry experience. His career includes roles at Madison Rose Advisors LLC, Madison & Main Advisors LLC, Atlas Advisory Group, LLC, and Provident Mutual. He serves as an advisor for National Social Security Partners, LLC. M Holdings Securities, Inc. serves individuals, retirement plans, charitable organizations, corporations, and other business entities through a nationwide network of independent Member Firms and Financial Professionals. The firm offers advisory and brokerage services including discretionary and non-discretionary investment management, retirement plan consulting, financial planning, and insurance advisory, utilizing a multi-faceted approach supported by third-party sub-advisors and platform providers.
Deepak A
Series 63, Series 66
Madison, NJ
M HOLDINGS SECURITIES, Inc.
Deepak Alur is a financial advisor with M HOLDINGS SECURITIES, Inc., holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. He has been involved with firms including Madison & Main Advisors LLC, Atlas Advisory Group LLC, and Scher Financial Group. Additionally, he is a partner at Madison & Main Advisors, a business involved in insurance and investment advising. M HOLDINGS SECURITIES, Inc. serves a diverse clientele including individuals, retirement plans, charitable organizations, and corporations through a nationwide network of independent firms and financial professionals. The firm offers a broad range of advisory and brokerage services, utilizing both in-house portfolio management and third-party sub-advisors, supported by comprehensive client information gathering and ongoing account monitoring.
John S
CFP®, CFA®, Series 66
Madison, NJ
M HOLDINGS SECURITIES, Inc.
John Sharkey is a financial advisor with M HOLDINGS SECURITIES, Inc. holding CFP® and CFA® designations and has 22 years of industry experience. His prior roles include long tenure at Merrill Lynch, Pierce, Fenner & Smith Inc/Bank of America, as well as positions at MassMutual and Equitable Advisors. Outside of his advisory work, he serves on the Finance Committee at the Church of Saint Leo the Great. M HOLDINGS SECURITIES, Inc. serves a diverse client base including individuals, retirement plans, and charitable organizations through a nationwide network of independent firms and professionals. The firm offers a range of advisory and brokerage services, including discretionary investment management, retirement plan consulting, and financial planning, utilizing both in-house portfolio managers and third-party sub-advisors.
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