Omaha, NE Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
M HOLDINGS SECURITIES, Inc.
Multi-team
Firm-wide stats for M HOLDINGS SECURITIES, Inc.
About
M Holdings Securities, Inc. serves individuals (including high‑net‑worth clients), retirement plans, charitable organizations, corporations, and other business entities through a nationwide network of independent Member Firms and Financial Professionals. The firm offers a broad mix of advisory and brokerage services described in its brochure, including discretionary and non‑discretionary investment management (wrap programs such as WealthPursuit and the M Wealth MPP wrap), retirement plan consulting, financial planning, insurance advisory for VA/VUL and PPI products, and sub‑advisory/TPAM arrangements.
M Holdings collects client information (assets, risk tolerance, time horizon, tax considerations) to make suitability‑based recommendations and generally provides ongoing monitoring and at least annual reviews; advisory authority may be discretionary in many of its programs. Investment management is delivered both by Financial Professionals acting as portfolio managers and by selecting and overseeing third‑party sub‑advisors and model portfolios (including affiliated sub‑advisor M Wealth), and the firm uses platform providers (for example Envestnet) and custodial arrangements to support trading, reporting, and fee billing.
The firm’s brochure highlights several features that distinguish it from many peers: it operates as both an SEC‑registered investment adviser and a FINRA‑member broker‑dealer (including acting as distributor for affiliated M Funds and as an introducing broker‑dealer), it participates in co‑advisory and promoter/solicitor relationships with other RIAs, and it provides period account updates and access to publications and practice‑management materials for Financial Professionals. The brochure also discloses the resulting conflicts of interest from revenue‑sharing, promoter fees, and proprietary affiliations, and it discloses prior SEC and FINRA regulatory matters.
Based on M HOLDINGS SECURITIES, Inc.
Location
Financial Plaza, 9140 West Dodge Road, Ste 418
Omaha NE 68114
Advisors at this office
3
Advisors at this office
Matthew M
Series 63, Series 66
Omaha, NE
M HOLDINGS SECURITIES, Inc.
Matthew Munyon is a financial advisor with M Holdings Securities, Inc., holding Series 63 and Series 66 licenses and nine years of industry experience. He has worked at Swartzbaugh Farber since 2019 and previously held positions at Holmes and Munyon, PC, Scheels All Sports, and Waddell & Reed. Munyon is also involved in retirement plan administration through Swartzbaugh Farber & Associates, Inc. M Holdings Securities, Inc. serves a diverse client base including individuals, retirement plans, charitable organizations, and corporations through a nationwide network of independent firms and financial professionals. The firm offers a broad range of advisory and brokerage services, including discretionary and non-discretionary investment management, retirement plan consulting, and financial planning, supported by platform providers and sub-advisory arrangements.
Robert S
ChFC®, Series 63
Omaha, NE
M HOLDINGS SECURITIES, Inc.
Robert Swartzbaugh is a financial advisor at M HOLDINGS SECURITIES, Inc. with 51 years of industry experience. He holds the ChFC® designation and Series 63 license. He has been with M HOLDINGS SECURITIES since 2001 and also serves as President and CEO of Swartzbaugh-Farber & Associates, Inc., a firm he has been involved with since 1993. Outside of his advisory roles, he serves on the Tomlinson Woods HOA Board in Omaha, NE, where he participates in community governance and acts as a neighborhood historian. M HOLDINGS SECURITIES, Inc. provides a range of advisory and brokerage services to individuals, retirement plans, charitable organizations, corporations, and other business entities through a nationwide network of independent firms and financial professionals. The firm offers investment management, retirement plan consulting, financial planning, and insurance advisory services, employing both direct portfolio management and oversight of third-party sub-advisors.
James O
Series 63, Series 65
Omaha, NE
M HOLDINGS SECURITIES, Inc.
James Olson is a financial advisor with M HOLDINGS SECURITIES, Inc. in Omaha, NE, holding Series 63 and Series 65 credentials and possessing 16 years of industry experience. He has been with M HOLDINGS SECURITIES since 2009 and also serves as an Account Manager at Swartzbaugh Farber & Associates, a role he has held since 2000. M HOLDINGS SECURITIES, Inc. serves a diverse client base including individuals, retirement plans, charitable organizations, and corporations through a nationwide network of independent firms and professionals. The firm offers a broad range of advisory and brokerage services, combining investment management delivered by its Financial Professionals with third-party sub-advisors and model portfolios, supported by comprehensive trading and reporting platforms.
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