M4 A3 LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$288,324,716
Clients
60
Advisors
1
of 6 employees
About
M4A3 provides investment management, financial planning and consulting services to high‑net‑worth individuals, families, charitable organizations and several affiliated private investment funds. The firm manages both individual portfolios and pooled investment vehicles and accepts discretionary and non‑discretionary mandates.
For traditional, liquid asset classes M4A3 generally favors a passive approach using ETFs and mutual funds, while pursuing active managers and bespoke investments in less efficient areas such as private equity, venture capital, distressed debt, natural resources and real estate. The firm also allocates to and sponsors proprietary privately placed securities and advises on legacy positions and non‑custodial products (for example, annuities and employer‑sponsored retirement plan assets).
What is atypical about M4A3 is its role as general partner and adviser to multiple affiliated Private Funds (Auklet Fund I–III and Longspur Fund I–II) and its use of performance‑based compensation, including carried interest and performance allocations, which creates potential side‑by‑side allocation and conflict‑of‑interest considerations. Despite a small advisory team, the firm manages over $322 million for roughly 60 clients and does not report a material roster of non‑high‑net‑worth individual clients, indicating a focus on HNW, accredited and qualified investors.
Client services
Expertise
Fee options
Up to 0.85% annually, varies depending on portfolio size, composition, services, and advisor
Performance-based fees and carried interest for Private Funds as disclosed in Offering Documents
Main office
820 Pearl Street, Ste F
Boulder CO 80302
Advisors at this office
1
Most active in
Colorado
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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