San Diego, CA Evening Creek Dr N. logo

San Diego, CA Evening Creek Dr N. Office

Team
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Madison Avenue Securities, LLC logo

Madison Avenue Securities, LLC

Multi-team

Firm-wide stats for Madison Avenue Securities, LLC

Total advisors

93

Across 46 offices

Clients per advisor

151 Very High

Avg AUM per client

$142,909 Very Low

HNW client ratio

4% Very Low

About

Madison Avenue Securities (MAS) provides investment advisory and brokerage services primarily to individual and high‑net‑worth clients and also offers pension consulting, college‑savings assistance, and services for charitable institutions, foundations, and trusts. The firm reports managing about $2.0 billion for roughly 14,000 clients across 91 advisors, delivering services through multiple wrap programs, an AE Wealth Management sub‑adviser option, Envestnet portfolios, and direct third‑party manager relationships.

MAS offers both discretionary and non‑discretionary portfolio management and works with clients through advisor‑managed models, third‑party managers, and model portfolios; advisors typically gather client goals and risk tolerance, then implement strategic, tactical, or style‑based allocations using stocks, bonds, mutual funds, ETFs, and alternative vehicles. Individual investment adviser representatives (IARs) are often granted discretion to trade on client accounts, may set fees within firm‑prescribed ranges, and may provide financial planning or one‑time consulting in addition to ongoing asset management.

The firm’s brochure highlights several features that differentiate it from many enterprise advisers: MAS is dually registered and conducts broker‑dealer activity, discloses that it and its IARs receive commissions and insurance‑sales compensation in addition to advisory fees, and maintains affiliated insurance marketing organizations and related entities; these arrangements (including described revenue‑sharing and custodian sweep practices) are identified as potential conflicts of interest. MAS also uses multiple custodial/platform relationships (Pershing for several wrap programs; Schwab/Fidelity for AEWM/Envestnet) and discloses recent regulatory enforcement actions in its filing, details prospective clients may wish to review.

Based on Madison Avenue Securities, LLC

Expertise

Annuities College savings (529s, UTMA, etc.)

Based on Madison Avenue Securities, LLC

Occupation focus

Founder/Business Owner

Based on Madison Avenue Securities, LLC

Location

13500 Evening Creek Dr N., Suite 550

San Diego CA 92128

Advisors at this office

19

Advisors at this office

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Christine D

Series 63, Series 65

San Diego, CA

Madison Avenue Securities, LLC

Christine Diruscio is a financial advisor with Madison Avenue Securities, LLC, based in San Diego, CA, holding Series 63 and 65 licenses and bringing 18 years of industry experience. She has worked at Madison Avenue Securities since 2016 and joined Empress Investment Group in 2024, where she serves as a registered sales assistant and financial advisor. Madison Avenue Securities provides investment advisory and brokerage services primarily to individual and high-net-worth clients, as well as pension consulting and services for charitable institutions. The firm manages approximately $2.0 billion across 14,000 clients, offering both discretionary and non-discretionary portfolio management through various models and third-party manager relationships.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
user avatar

Michael G

Series 66

San Diego, CA

Madison Avenue Securities, LLC

Michael Graham is a financial advisor with Madison Avenue Securities, LLC, holding a Series 66 designation and 10 years of industry experience. He has previously worked at Raymond James Financial Services, Wells Fargo Clearing Services, Stifel Nicolaus & Co Inc, and Edward Jones. Outside of his advisory work, he is a part-time independent contractor for TravelPlex, assisting clients with travel arrangements, and also works as a part-time Uber and Lyft driver. Madison Avenue Securities provides investment advisory and brokerage services primarily to individual and high-net-worth clients, with additional offerings for pension consulting, college savings, and charitable institutions. The firm manages approximately $2.0 billion for about 14,000 clients across 91 advisors, utilizing a variety of portfolio management approaches including advisor-managed models and third-party managers.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
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Robert S

Series 63, Series 66

San Diego, CA

Madison Avenue Securities, LLC

Robert Seawright is a financial advisor with Madison Avenue Securities, LLC in San Diego, CA, holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. He has been with Madison Avenue Securities since 2010 and is also Chief Compliance Officer at Asset Marketing Systems Insurance Services, LLC. Outside of his advisory roles, he serves as an elder and president of the committee at Rancho Bernardo Community Presbyterian Church. Madison Avenue Securities, LLC provides investment advisory and related services to individual clients, charitable institutions, foundations, trusts, and employer-sponsored retirement plans. The firm manages approximately $2.0 billion in assets, offering portfolio management, financial planning, pension consulting, and college-savings services through various account platforms and investment approaches.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
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Annette S

Series 66

San Diego, CA

Madison Avenue Securities, LLC

Annette Sullivan is a financial advisor with Madison Avenue Securities, LLC, holding a Series 66 designation and 15 years of industry experience. She has been with Madison Avenue Securities since 2009. Outside of her advisory role, she is a joint owner of a rental property. Madison Avenue Securities, LLC provides investment advisory and related services to individuals, charitable institutions, foundations, trusts, and retirement plans. The firm manages approximately $2.0 billion in assets and offers a range of portfolio management, financial planning, and consulting services through a network of investment adviser representatives.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
user avatar

Dimitry T

Series 66

San Diego, CA

Madison Avenue Securities, LLC

Dimitry Tikhonov is a financial advisor with Madison Avenue Securities, LLC, holding a Series 66 designation and 18 years of industry experience. He has been with Madison Avenue Securities since 2007 and is also the owner and advisor of Doffin Group, Inc., where he is involved in insurance services including life and long-term care insurance. Madison Avenue Securities serves individual clients, charitable institutions, foundations, trusts, and retirement plans, managing approximately $2.0 billion in assets. The firm offers a range of portfolio management and financial planning services through multiple account platforms, utilizing diverse investment approaches and custodian relationships.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
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Joy F

Series 66

San Diego, CA

Madison Avenue Securities, LLC

Joy Funk is a Series 66-licensed financial advisor with six years of industry experience. She currently works at Madison Avenue Securities, LLC and previously held roles at CUSO Financial Services, LP and Centurion Counsel, Inc. Outside of her advisory work, she provides operational and trading support at AE Financial Services. Madison Avenue Securities, LLC serves a diverse client base including high net worth individuals, charitable institutions, and retirement plans. The firm offers a range of investment advisory and consulting services with multiple account platforms and employs various analytical and allocation approaches.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
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Jessica P

Series 65, Series 66

San Diego, CA

Madison Avenue Securities, LLC

Jessica Passier is a financial advisor with Madison Avenue Securities, LLC, holding Series 65 and Series 66 licenses and bringing 11 years of industry experience. She previously worked at Girard Securities for four years before joining Madison Avenue Securities in 2018. Outside of finance, she works as a server and bartender for Party Host Helpers on weekends. Madison Avenue Securities serves individual and high-net-worth clients, offering investment advisory and brokerage services along with pension consulting, college-savings assistance, and support for charitable institutions. The firm manages approximately $2.0 billion for around 14,000 clients using a variety of portfolio management approaches and multiple custodial platforms.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
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Laura M

Series 63, Series 65

San Diego, CA

Madison Avenue Securities, LLC

Laura Malechuk is a financial advisor with Madison Avenue Securities, LLC and holds Series 63 and Series 65 credentials. She has 26 years of industry experience, including prior roles at CUSO Financial Services, LP and Foresters Equity Services, Inc. Madison Avenue Securities, LLC provides investment advisory and related services to individual clients, charitable institutions, foundations, trusts, and employer-sponsored retirement plans. The firm manages approximately $2.0 billion in assets and offers portfolio management, financial planning, pension consulting, and college-savings services through a network of investment adviser representatives.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
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Martin M

Series 63, Series 65

San Diego, CA

Madison Avenue Securities, LLC

Martin Mcnees is a financial advisor at Madison Avenue Securities, LLC with 27 years of industry experience. He has been with Madison Avenue Securities since 2005. Mcnees holds Series 63 and Series 65 licenses and also serves as president of AE Financial Services, a broker-dealer. Madison Avenue Securities provides investment advisory and brokerage services primarily to individual and high-net-worth clients, offering pension consulting, college-savings assistance, and services for charitable institutions. The firm manages approximately $2.0 billion for about 14,000 clients through multiple portfolio management options and sub-advisers.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
user avatar

Randal A

Series 63, Series 65

San Diego, CA

Madison Avenue Securities, LLC

Randal Atwell is a financial advisor with Madison Avenue Securities, LLC, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been involved with Madison Avenue Securities since 2007 and operates Randal L. Atwell Insurance Services, Inc., where he provides insurance product evaluations and reviews. Madison Avenue Securities serves individual clients, charitable institutions, foundations, trusts, and retirement plans, offering investment advisory, portfolio management, and financial planning services with approximately $2.0 billion in assets under management.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
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Vilayphone F

Series 63, Series 66

San Diego, CA

Madison Avenue Securities, LLC

Vilayphone Fixsen is a financial advisor with Madison Avenue Securities, LLC in San Diego, CA, holding Series 63 and Series 66 credentials and possessing 22 years of industry experience. She has been with Madison Avenue Securities since 2008. Outside of her advisory role, she is involved in construction as a treasurer and office administrator for BuildingLegacy Contracting. Madison Avenue Securities, LLC provides investment advisory and related services to individual clients, charitable institutions, foundations, trusts, and employer-sponsored retirement plans. The firm manages approximately $2.0 billion in assets and offers a variety of portfolio management, financial planning, and consulting services through multiple account platforms and programs.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
user avatar

Deborah S

Series 63, Series 65

San Diego, CA

Madison Avenue Securities, LLC

Deborah Sims is a financial advisor at Madison Avenue Securities, LLC with 24 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Cetera and Summit Brokerage Services. She also dedicates time to helping federal employees understand benefits and retirement options through her ChFEBC designation. Madison Avenue Securities serves individual clients, charitable institutions, foundations, trusts, and retirement plans, managing approximately $2.0 billion in assets. The firm offers a range of portfolio management and consulting services through multiple account platforms and employs various investment strategies across discretionary and non-discretionary accounts.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
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Rory M

Series 63, Series 65

San Diego, CA

Madison Avenue Securities, LLC

Rory Miller II is a financial advisor with Madison Avenue Securities, LLC, holding Series 63 and Series 65 designations and 11 years of industry experience. His prior work includes nine years at LPL Financial and one year at National Planning Corporation. He is based in San Diego, CA. Madison Avenue Securities provides investment advisory and brokerage services primarily to individual and high-net-worth clients, also serving pension plans, college savings, and charitable institutions. The firm manages approximately $2.0 billion across 14,000 clients and offers discretionary and non-discretionary portfolio management through multiple investment models and third-party managers.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
user avatar

Michael O

Series 66

San Diego, CA

Madison Avenue Securities, LLC

Michael Olsen is a financial advisor at Madison Avenue Securities, LLC with 13 years of industry experience. He holds the Series 66 designation and has been with Madison Avenue Securities since 2012. Madison Avenue Securities provides investment advisory and related services to individual clients, charitable institutions, foundations, trusts, and employer-sponsored retirement plans, managing approximately $2.0 billion in assets. The firm offers a variety of account platforms and investment approaches, including portfolio management, financial planning, pension consulting, and college-savings services.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
user avatar

Bruce B

ChFC®, Series 63

San Diego, CA

Madison Avenue Securities, LLC

Bruce Beaty is a financial advisor at Madison Avenue Securities, LLC with eight years of industry experience. He holds the ChFC® and Series 63 designations and has held roles at multiple firms including AE Wealth Management, Dynamic Planning Network, and Heartland Investment Advisory Services. Outside of his advisory work, he serves as a managing partner in investment-unrelated ventures such as R&B Ventures, LLC and Quail Holding, LLC. Madison Avenue Securities provides investment advisory and brokerage services primarily to individual and high-net-worth clients, offering a range of portfolio management options through various platforms and third-party managers. The firm also supports pension consulting, college-savings assistance, and services for charitable organizations.

Annuities College savings (529s, UTMA, etc.) Founder/Business Owner
View complete list of advisors at this office
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