Maggi Investment Services, LLC
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About
Maggi Investment Services, LLC provides personalized financial planning, asset management, and referrals to third‑party money managers for individual and high‑net‑worth clients. The firm offers both discretionary and non‑discretionary portfolio management, as well as hourly and fixed‑fee financial planning and annual review services, and reports that the majority of client assets are placed with third‑party managers.
The firm documents client objectives in an investment policy or risk‑tolerance statement and employs fundamental, technical, and cyclical analysis when constructing portfolios; accounts are reviewed at least quarterly and may be managed directly or via model portfolios. Maggi Investment Services also operates a co‑advisor relationship with a third‑party portfolio manager under which the firm selects appropriate models and retains ongoing discretion while sharing oversight and fee arrangements with the manager.
Noteworthy distinctions include an affiliated tax and insurance business—through which the firm’s principals act as insurance agents and tax preparers—that the brochure discloses as a potential conflict of interest. The firm also discloses a formal referral and fee‑sharing relationship with a specific third‑party manager, including an incentive participation program and ownership links in the manager’s ownership structure, which influence how some client assets are placed.
Client services
Expertise
Fee options
Fixed fees up to $5,000 based on complexity for financial planning; Annual review fees $300 to $2,500
$0+: 1.5% annually $0+: Custom Indexing Strategic Portfolios: 1.75% annually (GI 0.75%, MIS 1.00%) $0+: Strategic Portfolios: 1.60% annually (GI 0.60%, MIS 1.00%) $0+: Tactical Portfolios: 1.60% annually (GI 0.60%, MIS 1.00%) $0+: Custom Indexing - Allocation Portfolios: 1.75% annually (GI 0.75%, MIS 1.00%) $0+: Allocation & Defined Outcome Portfolios: 1.60% annually (GI 0.60%, MIS 1.00%) $0+: Preservation Portfolios: 1.00% annually (GI 0.40%, MIS 0.60%) $0+: Private Wealth Portfolios: 1.50% annually (GI 0.50%, MIS 1.00%) $0+: Client Directed Accounts: flat $300 GI fee, $0 MIS fee
$250 per hour for financial planning services
Fee-only: Hourly fee of $250 per hour; Fixed fees up to $5,000 for financial planning services; Annual review fixed fees ranging from $300 to $2,500
Main office
See office3895 Tampa Road
Oldmar FL 34677
Advisors at this office
2
Offices (2)
Most active in
Florida · Georgia · Illinois · Minnesota · Tennessee · Texas
Also doing business as
Federal Educators · Maggi Investment Services, LLC · Maggi Tax Advisory & Financial Group · Maggi Tax Advisory Group, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Samuel K
Series 65
Oldmar, FL
Maggi Investment Services, LLC
Samuel Kust is a Series 65-licensed financial advisor at Maggi Investment Services, LLC with three years of industry experience. His prior roles include positions at Fidelis Wealth Management, Munson Financial, and International Assets Investment Management. Kust is also a co-owner of two transportation companies, KCH Trucking and DSW Transportation, Inc. Maggi Investment Services, LLC provides personalized financial planning and asset management primarily for individual and high-net-worth clients, offering both discretionary and non-discretionary portfolio management. The firm uses fundamental, technical, and cyclical analysis to construct portfolios, often managing assets through third-party managers with regular account reviews.
Christopher M
Series 65
Oldmar, FL
Maggi Investment Services, LLC
Christopher Maggi is a financial advisor at Maggi Investment Services, LLC with 15 years of industry experience. He holds a Series 65 designation and serves as Vice President of College Funding of Tampa Bay, providing college and financial aid education. In addition, he is Vice President at Maggi Tax Advisory Group, Inc., where he is involved in insurance sales and tax preparation. Maggi Investment Services, LLC offers personalized financial planning and asset management services to individual and high-net-worth clients. The firm uses a combination of fundamental, technical, and cyclical analysis to construct portfolios, provides both discretionary and non-discretionary management, and frequently utilizes third-party money managers.
Jeffrey F
CFP®, Series 63, Series 66
Arden Hills, MN
Maggi Investment Services, LLC
Jeffrey Foley is a CFP® with 23 years of industry experience, currently serving as an advisor at Maggi Investment Services, LLC. His prior roles include positions at Gradient Investments, LLC and Gradient Securities, LLC, as well as managing member roles at Paladin Wealth, LLC and Paladin Capital, LLC. He is also co-owner of Paladin Legal Services, which provides administrative services for estate planning. Maggi Investment Services, LLC offers personalized financial planning and asset management to individual and high-net-worth clients, utilizing both discretionary and non-discretionary portfolio management. The firm employs a mix of fundamental, technical, and cyclical analysis, maintains quarterly account reviews, and often places client assets with third-party managers through co-advisor arrangements.
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