Maidstone Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$27,378,400
Clients
33
45% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
33
HighAverage account size
$829,648
About
Maidstone Wealth Management is an independent, solo-advisor registered investment adviser that provides discretionary investment management and financial planning to a small, diversified client base including individuals, high-net-worth clients, trusts, estates, pension and nonprofit plans. The firm manages about $27.4 million across roughly 33 client accounts and structures engagements through written investment management and financial planning agreements.
The firm implements tailored asset-allocation models with tactical ranges, drawing on both fundamental and technical analysis to construct portfolios from equities, ETFs, fixed income, REITs and alternative strategies. Maidstone may also employ options contracts in separately managed discretionary accounts and combines high-conviction individual stock positions with ETF allocations as part of its investment process.
Distinctive features include the publication of general, non-client-specific newsletters posted on the firm’s website — a practice that is uncommon among similar independent advisers — and a recent transition from state to SEC registration. As a single-advisor practice managing accounts on a discretionary basis through a qualified custodian, Maidstone conducts periodic account reviews and documents services in formal agreements.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
Options & derivatives strategies
Passive / index investing
Active portfolio management
Real estate investing
Fee options
$250,000 - $500,000: 1.0% $500,000 - $2,000,000: 1.0% Equities / 0.50% Fixed Income & Cash $2,000,000+: Negotiable
$150 per hour for financial planning and consulting services
Account minimum: $250,000 Fee-only: Investment management fees based on asset tiers as above; financial planning hourly fees at $150/hour
Main office location
Maidstone Wealth Management, LLC
4 East Main Street, Suite B
Cambridge NY 12816, United States
Number of offices
1
Most active in
Maidstone Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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